Showing posts with label social science. Show all posts
Showing posts with label social science. Show all posts

Tuesday, February 9, 2016

Reconsiderations: Schweller's Deadly Imbalances

Introductory note:  
Randall Schweller's name is well known to those familiar with international-relations theory.  Schweller's first book, Deadly Imbalances: Tripolarity and Hitler's Strategy of World Conquest (1998), was based on his Columbia University dissertation.  His second book, Unanswered Threats (2006), also dealt with balance-of-power issues, focusing on instances of so-called underbalancing.  As mentioned before on this blog, in recent years Schweller's attitude toward the conventional versions of Realist international-relations theory has become much more critical (see his 2014 book Maxwell's Demon and the Golden Apple).  In this guest post, Peter T. looks back at Schweller's first book Deadly Imbalances, offering some thoughts on the book and on the enduring problem of the relation between theory and history.  I have added one sentence in brackets. -- LFC

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Schweller's theoretical argument starts from Waltz's classic Theory of International Politics (1979).  Schweller acknowledges the validity of criticisms that Waltz's theory, modelled explicitly on economic theories of the market, is "too abstract to generate useful hypotheses about specific foreign-policy behaviour."  By adding a number of other factors Schweller hopes to bring theory into a closer approximation to reality.  [By contrast, Waltz's view is that, within certain limits, a theory's "[e]xplanatory power...is gained by moving away from 'reality,' not by staying close to it." (Theory, p.7)]

The argument of Deadly Imbalances centers on the lead-up to and conduct of World War II.  Schweller argues that in the late 1930s, the world was effectively tripolar, with the U.S., the Soviet Union, and Germany the central players.  This requires that Schweller establish a more nuanced hierarchy among states than a simple division into Great Powers and others.  So from the classic IR world we go to a world of Poles, Lesser Great Powers, middle powers, and others.  Further, states are no longer simply status quo or revisionist in their aims, but status quo, revisionist or neutral (the U.S. up to 1941).  Revisionist powers can have limited or unlimited aims, and states' strategic choices are not just about balancing but also buck-passing, band-wagoning, binding, distancing or engagement.

Not all these strategies are realistic options for all states, but each state has sufficient choice that, in combination with their power status and aims, there are a myriad of potential outcomes.  And this is the problem with the approach: as Schweller adds new factors his theoretical base becomes less like an explanation and more like a description.  And, as the book proceeds, the theory gives way to what looks very like old-fashioned diplomatic-military history.  It is a long way, for instance, from calculations about the overall balance of power to Hitler's belief that shipping constraints would prevent effective U.S. intervention in the European war.

In this way the book falls between two stools.  The theory illuminates very little of the complex forces at play, while the exploration of the detail draws almost entirely on secondary sources and has dated rapidly.

A second issue is that Schweller's theory, like Waltz's, assumes that states have a clear and relatively accurate view of their own and others' power. Schweller goes into some detail on the strengths of the various Poles and Lesser Great Powers, using the Correlates of War (COW) project estimates of power.  For the period, these are a composite of industrial production, population, and military strength.  Yet, as Schweller details, all states made major errors in estimating their own and other's power.  And all considered not just these factors but many others -- national morale and political cohesion, geographic position, financial resources, allies and sympathisers, operational proficiency, military technology and more.

As an instance, the COW rankings put Great Britain well behind Germany in the '30s.  Yet Great Britain had an overwhelming advantage at sea, the backing of the dominions (most of whom disposed of considerable military and industrial resources), its position as the second financial centre of world trade, and the manpower and other resources of India.  Moreover, Great Britain's economy was more advanced than that of Germany (with its still large agricultural sector) and, of course, Britain had the advantage of being an island with free access to the Atlantic.  Britain worried about the German army and air force; Germany worried about British financial pressure, grip on overseas trade, ability to call on colonial and imperial resources and on U.S. support.  Germany had an immediate superiority, Britain an ultimate one.  These are not commensurate capabilities, to be summed into two numbers and compared.

Again, Germany's attack on the Soviet Union was predicated on the certainty that German operational proficiency and Soviet political weakness would more than compensate for superior Soviet numbers, the effects of distance, and German logistic shortfalls.  Soviet calculations were, of course, in the reverse direction.

The inability to exactly define or measure power is a central problem for IR theories.  A major reason that wars happen, as Geoffrey Blainey (in The Causes of War) pointed out, is that states are uncertain of their relative power.  Clausewitz likened battle to cash settlement in commerce -- the moment when true credit-worthiness is tested and revealed.  Likewise, war usually provides a moment of clarity about relative power.  In the absence of a recent test, all parties are left to manoeuvre in uncertainty.

And this uncertainty extends to defining who are the major players.  In the '30s the U.S. preponderance of industrial and financial power was widely acknowledged.  Yet how this translated into international influence given U.S. isolationism, its distance from Europe, and the small size of its army left a lot of room for error.  In some areas the U.S. was a major force, in others a minor player.  The same could be said of the Soviet Union, China, Japan and Italy.  It is this zone of uncertainty that gives rise to alterations in the ranks of the Great Powers -- the sources of their strength go unrecognised until revealed in some contest, rendering previous calculations and strategies moot.

So Schweller's Deadly Imbalances is an interesting, and not unrewarding, read. Its strength is his willingness to engage with the detail; its weakness the inability of abstract theory to explain that detail in any convincing way.  It is a general weakness of grand theory in this area of study.


-- Peter T.

Wednesday, July 29, 2015

On "turning points" and "critical junctures"

It is a truism that historical narratives impose a pattern on the past.  Narratives demand a structure, which the messiness of reality resists.  Hence historians' talk of "trends," "major developments," "main events," "phase transitions," "turning points."  Most writers deprived of recourse to these sorts of words and phrases would probably produce something either unreadable or confusing, or both.

Moreover, historians have long understood that metaphors -- tides, winds, take-offs, etc. -- can help make their narratives more vivid.  To take a not-quite-random example, E.J. Hobsbawm, in his chapter on the industrial revolution in The Age of Revolution (Mentor paperback ed., 1962, pp.45-6), borrowed the phrase "take-off" from W.W. Rostow.  Hobsbawm wrote:
...[S]ome time in the 1780s, and for the first time in human history, the shackles were taken off the productive power of human societies.... This is now technically known to the economists as the 'take-off into self-sustained growth'.... [C]areful enquiry has tended to lead most experts to pick on the 1780s...as the decisive decade, for it was then that, so far as we can tell, all the relevant statistical indices took that sudden, sharp, almost vertical turn upwards which marks the 'take-off.' The economy became, as it were, airborne.

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The recognition that history has to be narrated and that most narratives involve the imposition of pattern and order has given rise to at least two sorts of academic controversies, or, to use a perhaps better word, conversations.  Both of these conversations themselves have a long history, but to simplify things we can restrict ourselves to their recent installments. 

One of these discussions has revolved around issues of objectivity and truth.  As recounted by Andrew Hartman in A War for the Soul of America: A History of the Culture Wars (Univ. of Chicago Press, 2015, pp.259-60), a divide emerged or re-emerged in the 1980s and '90s between those historians who, influenced by postmodernism, were inclined to emphasize the subjective dimension of historical narrative, and those who stressed, in the words of the authors of Telling the Truth about History (1994), "the need for the most objective possible explanations...."   Much could be said about all this, but it's not the focus of this post.

A second scholarly conversation, the one with which this post is concerned, involves the question of continuity and change.  Almost everyone agrees that these are not completely opposed categories.  There is no such thing as a completely static social system, and even those that appear to be static are subject to changes or variations in the course of reproducing themselves, as sociologist Wilbert Moore, among many others, pointed out (Social Change, Prentice-Hall, 1963, pp.11-16).  The anthropologist Marshall Sahlins put a very similar point this way: "Every actual use of cultural ideas is some reproduction of them, but every such reference is also a difference.  We know this anyhow, that things must preserve some identity through their changes, or else the world is a madhouse" (Islands of History, Univ. of Chicago Press, paperback 1987, p.153).      

The proposition that continuity and change are not cleanly opposed categories, that no change is ever total, doesn't resolve the issue, of course, but simply opens it.  Which changes are more or less important, and how does one decide?  John Lewis Gaddis has endorsed another scholar's suggestion that historians should look for "a point of no return," i.e., "the moment at which an equilibrium that once existed ceased to do so as a result of whatever it is we're trying to explain." (Gaddis, The Landscape of History, Oxford Univ. Press, 2002, p.99, citing Clayton Roberts, The Logic of Historical Explanation, 1996.)

Somewhat more helpfully perhaps, Paul Pierson, a political scientist, has emphasized in Politics in Time (Princeton Univ. Press, 2004) that the evolution of societies or institutions is often heavily influenced by relatively small events that happen early in a developmental path; that is, he stresses the "self-reinforcing" character of path-dependent processes.  Pierson cites (pp.52-3) as one example his sometime co-author Jacob Hacker's "analysis of the development of health-care policy in the United States...."  The failure to adopt national health insurance during the New Deal "generated powerful positive feedback, institutionalizing a set of private arrangements that made it much more difficult to make a transition to national health insurance at a later point in time" (emphasis in original).  In other words, the U.S.'s failure to adopt national health insurance in the 1930s was not a dramatic-appearing event, but it had long-term consequences for the direction of future policy.  This is the sort of 'self-reinforcing' effect that Pierson suggests occurs quite often.  

This point that "critical junctures" need not be large-scale, big-bang events -- that they can even be the failure of something to occur, rather than a positive occurrence -- is a significant one, as are, no doubt, some of the other arguments in Pierson's book (I haven't gone through all of it carefully).  But I suspect that, in the end, an element of subjective judgment is inescapably involved in deciding what counts as a critical juncture or a turning point, except for a few obvious instances that would garner wide agreement.  Some may find this a disappointing conclusion, but so be it.


Added later: See also Michael Bernhard, "Chronic Instability and the Limits of Path Dependence," Perspectives on Politics (Dec. 2015): 976-991.

Monday, February 9, 2015

Noted

Buzan and Lawson open a symposium at The Disorder of Things on their book The Global Transformation.

Added later: The previous symposium at the same blog, on Anievas's Capital, the State, and War, should also be noted. (I've just been glancing at it and those interested in Marxian approaches to IR will find it worth a look, if not always especially easy going.)

Wednesday, December 12, 2012

Albert Hirschman on "the intended but unrealized effects of social decisions"

Note: I altered the title of this post slightly on 4/2/21. It's otherwise unchanged.

The death of Albert Hirschman prompts me to interrupt the break to quote a couple of passages from his The Passions and the Interests. First, from p.117:

In an old and well-known Jewish story, the rabbi of Krakow interrupted his prayers one day with a wail to announce that he had just seen the death of the rabbi of Warsaw two hundred miles away. The Krakow congregation, though saddened, was of course much impressed with the visionary powers of their rabbi. A few days later some Jews from Krakow traveled to Warsaw and, to their surprise, saw the old rabbi there officiate in what seemed to be tolerable health. Upon their return they confided the news to the faithful and there was incipient snickering. Then a few undaunted disciples came to the defense of their rabbi; admitting that he may have been wrong on the specifics, they exclaimed: "Nevertheless, what vision!"

Ostensibly this story pours ridicule on the human ability to rationalize belief in the face of contrary evidence. But at a deeper level it defends and celebrates visionary and speculative thought no matter if such thought goes astray. It is this interpretation that makes the story so pertinent to the episode in intellectual history that has been related here. The Montesquieu-Steuart speculations about the salutary political consequences of economic expansion were a feat of imagination in the realm of political economy, a feat that remains magnificent even though history may have proven wrong the substance of those speculations.
I wish I could quote the ensuing discussion in toto. There is a bit on pp.130-31, however, that is too good not to quote. Here Hirschman contrasts the "unintended effects of human actions," for which social scientists are often on the lookout, with intended effects that never occur:
Curiously, the intended but unrealized effects of social decisions stand in need of being discovered even more than those effects that were unintended but turn out to be all too real: the latter are at least there, whereas the intended but unrealized effects are only to be found in the expressed expectations of social actors at a certain, often fleeting, moment of time.
What's more, the original expectations that are not borne out are 
likely to be not only forgotten but actively repressed. This is...essential if the succeeding power holders are to be assured of the legitimacy of the new order: what social order could long survive the dual awareness that it was adopted with the firm expectation that it would solve certain problems, and that it clearly and abysmally fails to do so?
And there is a further consideration here. Writing in 1977*, Hirschman noted that "no twentieth-century observer" (p. 118) could maintain that the Montesquieu-Steuart view -- i.e., that commerce would have a peace-inducing, "gentling" effect on politics within and among nation-states, a view by the way that Marx (predictably) ridiculed (see p.62) -- had been vindicated by events, although Hirschman added that "the failure of the [Montesquieu-Steuart] vision may well have been less than total" (p.118). Fast forward to 2012. How does the Montesquieu-Steuart position look now? Perhaps somewhat better than it did thirty-five years ago? Or perhaps not.
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*[note added 12/15/12, edited 1/26/16]: The book was published in '77 so the words were actually written earlier, and in the acknowledgments Hirschman says he wrote a first draft of the book in 1972-73. But nothing of consequence turns on precisely when in the 1970s the passages were composed, at least as far as this post is concerned.     

Sunday, November 4, 2012

'Big-picture' historical sociology: still rolling

Just discovered (thanks to this post) that M. Mann has published the third volume of The Sources of Social Power and the fourth volume will be coming out in Jan. 2013. Meanwhile, I. Wallerstein published the fourth volume of The Modern World-System in 2011.

Friday, October 12, 2012

Thought for the day

Political scientists want the public to support, through their elected representatives, National Science Foundation and other funding for their research. That research, as reported for example on The Monkey Cage blog, seems to suggest that the public is, generally speaking, largely incapable of forming independent judgments, ignorant, ill-informed, and inattentive. So political scientists (at least those who study American politics) are in the position of wanting the public to support research that reveals and emphasizes the public's shortcomings. Political scientists want the public to support research that almost never flatters it but usually does the reverse. Of course the public presumably does not know that the research does not flatter it, but if it did, I think it would probably not be inclined to rush to the barricades in support of federal funding of political science research.

Wednesday, September 5, 2012

More on models, methods, etc.

This is a response to Phil Arena's comment on my immediately preceding post and also to one of Kindred Winecoff's comments. (I decided to put my response up here rather than burying it in the comment thread.)

Phil wrote, in part:
...I think you're being a bit unfair here, LFC. I can't speak for Sullivan, but myself, I would never give policy advice based on analogies. Nor would I ever assume that my simplifying model (be it statistical or theoretical) has captured all the relevant details, thus obviating the need for any appreciation of the specifics of any given case when deciding how to handle that case....I think you're turning statistical modelers into a caricature.
My post speculated about whether a scholar's epistemological and/or methodological orientation (or 'standpoint of inquiry'[1]) might affect how he or she would give advice to a policymaker. I wrote: "...
if you are a scholar with a more nomothetic mindset (e.g. Sullivan), if a policymaker called you and asked you what to do, you might start thinking in terms of historical analogies, because you are used to homogenizing historical cases.... (emphasis added)."

Phil says he would never give advice based on analogies. OK. But I never said anyone would give such advice. I said might, not would. Maybe the modeler would just say to the policymaker: "Here's what my model suggests are the relevant considerations. How you weigh these considerations is up to you and to others who may know more about the specifics of this particular case or issue than I do." Maybe the modeler would say: "Sorry, I don't give policy advice. Goodbye." I don't know. I was speculating. Nonetheless, despite my explicitly tentative language, it was probably a mistake to bring Sullivan's name into this aspect of the post. I'll concede that much. As to whether I caricatured modelers, readers can make up their own minds on that.

Kindred wrote in his first comment (and Phil agreed with this):
We always approach new cases with reference to old ones. I don't think there's any way around it, and if there were I'm not sure the "on its own" approach would outperform the "look for similarities with past events and act accordingly". I don't think it's unreasonable to believe that we use mental models (i.e. heuristics) all the time anyway, so trying to create better models is better than relying on worse ones.
I don't think there is much real disagreement among us here, though there is probably some difference in emphasis. Do we always approach new cases with reference to old ones? Yes, probably at some level, but "approaching new cases with reference to old ones" can mean different things in operation, depending on one's particular bent. In any event I am not disparaging models if they are used as one tool or method. They are suited for answering or exploring some questions more than others. It's useful to know that the nature of the stronger state's objective in an asymmetric conflict affects, or may affect, the likelihood of its success (per Sullivan). But if you all had was the general proposition that the more coercive (i.e. less 'brute-force') the objective the lower the likelihood of success, that, standing alone, would not equip you either to analyze adequately a particular case or to give policy advice about any given situation. I think we probably agree on that. Which in turn raises the question whether this (i.e., our discussion) has all been a waste of time. Again, I'll let readers judge that.
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1. This phrase comes from a just-published article by Christopher Meckstroth in the August 2012 issue of APSR. More on that later.

Sunday, September 2, 2012

Big countries, small wars, different mindsets

Political scientists and other scholars have spilled a lot of ink on the question of why big states lose small wars, i.e., wars against weaker adversaries. Phil Arena recently pointed me to
Patricia Sullivan's 2007 JCR article, which I have looked at (meaning looked at, not read every single word of). Her main argument, put in simplified form, is that big states are more likely to lose small wars when their objective is coercive, i.e., when it requires the adversary to change its behavior, as opposed to when the objective can be accomplished simply with brute force (i.e., overthrowing a regime or conquering territory). The main reason, she argues, is that big states are more likely to underestimate the costs of achieving coercive objectives. Sullivan has a typology of objectives on a continuum with brute-force objectives at one end and coercive objectives at the other. [
Cf. Schelling, Arms and Influence (1966).]

Interestingly, the objective "maintain regime authority" falls in the middle of Sullivan's continuum. This is interesting because if you had to choose a three-word label for the U.S. objective in Afghanistan, it would be "maintain regime authority" (against those who seek to overthrow it). That was also basically the U.S. objective in Vietnam, as Sullivan suggests (i.e., the stated aim was to maintain an independent, non-Communist South Vietnam).

The main point I want to make is that looking at this article highlighted (once again) for me the distinction between those who emphasize the idiographic in their methods versus the nomothetic, or to put it in simpler terms (this would probably drive PTJ up the wall, never mind), the difference between those who do historical case studies and those who do formal modeling or quantitative work (yes, some people do both in the same book or article, but we'll put that aside for now).

Sullivan's approach would suggest that the wars in Afghanistan and Vietnam are basically similar because the objective (maintain regime authority) was the same. Of course she would acknowledge there are local differences, but she is not concerned with exploring them; she is interested in a model that explains, at some kind of quasi-'law-like' level, when big states lose small wars, and she gets there via a 'homogenizing' approach, so to speak. So if you took her approach, even though her concern is not explicitly with policy debates or decision-making, you might be quite receptive to analogies between Afghanistan and Vietnam.

A case-study approach might suggest something quite different. As opposed to a receptivity to the Vietnam-Afghanistan analogy, it might suggest a wariness about such an analogy and indeed about analogies in general. Yuen Foong Khong's Analogies at War (1992) showed quite convincingly that analogies to Munich and to the Korean War exercised a harmful influence on the Johnson administration's Vietnam policymaking. The takeaway lesson of that book, one could argue, is that because even smart people find it difficult to use analogies properly (i.e., in a sufficiently discriminating way), one should be wary of the mobilization and use of historical analogies, especially in a broad-brush way (e.g. "Afghanistan is like Vietnam"), in policy debates. Each case should be looked at primarily on its own, in other words.

One might say there is no contradiction here. Sullivan is interested in explaining outcomes, not prescribing a method for policymakers to use in decision-making. Khong is interested in showing why and how policymakers tend to misuse historical analogies. They are doing different things but not contradictory things. OK. Nonetheless, if you are a scholar with a more nomothetic mindset (e.g. Sullivan), if a policymaker called you and asked you what to do, you might start thinking in terms of historical analogies, because you are used to homogenizing historical cases and treating them as data points to be coded. Whereas if you have a more idiographic mindset, you might be less prone to think in terms of analogies, i.e., in terms of similarities between cases, and more prone to emphasize that each situation is unique. And I think that might be true even if, for purposes of getting your dissertation or article or book past the relevant authorities, you made a general argument that mobilized case studies in its support. Close contact with the historical specifics of cases, even when mobilized to support a general thesis or argument, is bound to sensitize one to differences and unique elements. In other words, even if (as is very often the case) you are doing case studies to develop or back up an overarching theory, you are bound, almost despite yourself as it were, to acquire some wariness about the merits of generalization.

Of course, our two hypothetical scholars might end up, policy-wise, in the same place: for example, both might have decided to oppose the Obama administration's "surge" in Afghanistan (or to favor it, as the case may be). But they would have reached their conclusion, whatever it was, by rather different routes.

P.s. Just to be clear (and repetitive), that the U.S. lost in Vietnam doesn't necessarily mean it's going to 'lose' in Afghanistan. This partly depends on how one defines 'victory'. (See this post and the attached comments.)

Thursday, April 26, 2012

Just call it history?

Robert Kelly writes:
Is the ‘institutional turn’ in the social sciences just a fancy way of saying we look at patterns over time, and is that just a fancy way of saying ‘history’? I don’t mean to be trite; I know I’m not a good methodologist as my reviewers always tell me. But I don’t really see why we don’t just call ‘historical institutionalism’ ‘history.’ Path dependence, temporality, sequencing – that’s all stuff historians have been doing for awhile, no?
Well, I'd say yes, but many historians don't like to be very explicit about what they're doing, unlike IR types, who can't get an article accepted unless it has at least 5 pages of theoretical throat-clearing (10 pages would be better).

Also, a small comment on path dependence. I have a feeling some people think it means "things go along on a fairly steady course until some big event comes along and shakes things up, whereupon a new course emerges and things go along steadily in that vein until ... etc." That's not what path dependence means. Pierson in his 2000 APSR article and subsequent book (Politics in Time [here]) is very clear that small events can be as important as big ones; what matters is where an event comes in a sequence (the earlier the more influential), not how "big" the event is.

Saturday, March 26, 2011

When you cite a social-scientific study, it usually helps if the study is relevant to the issue at hand

...which is a long-winded way of saying that Stephen Walt seems to be a bit offbase here. He cites an unpublished working paper by Alexander Downes which concludes that "foreign-imposed regime change" tends to "ignite" civil wars. That may well be, but it's of limited relevance to Libya because in Libya there already is a civil war. Kindred Winecoff beat me to this point, but I figure it's worth repeating.

Friday, January 7, 2011

Sciences of the mind -- and of society

One can still find Freudians in the ranks of American psychiatrists, but you wouldn't know it from reading Eli Zaretsky's review (in Perspectives on Politics, Sept. 2010, pp. 940-41) of Kurt Jacobsen's Freud's Foes: Psychoanalysis, Science and Resistance (2009).

Zaretsky, author of Secrets of the Soul: A Social and Cultural History of Psychoanalysis (2004), manages both to tell a story and to make an argument, which is quite a feat for a two-page book review. The story is this: Once upon a time, there was psychoanalysis, "an intervention in the long-standing modern project of understanding the human mind." It drew on nineteenth-century brain neurology, but also Enlightenment philosophy, literature, and Darwin, among other sources. Psychoanalysis, Zaretsky says, was "a genuinely new, unified, and brilliant theory":
This theory was scientific -- a new science -- but a science of a particular character, one that studied the mind not as one studies chemical or geological phenomena, that is from the outside, but rather from within, as part of a process of self-study.... [P]sychoanalysis was a critical theory, a Wissenschaft, and not a natural science per se, although it contained natural science elements.
Psychoanalysis lost "its critical dimensions" in the U.S. when it "became part of psychiatry, and in that way became part of an official system of power/knowledge...." Then came the assault on American psychoanalysis that began in the 1970s and was carried on by an odd alliance of big drug companies, feminists, and the gay rights movement. The "decimation of psychoanalysis" can be seen as "a vanguard maneuver, initiating a long period of corporate rationalization in every area of the economy." Needless to say, the result, according to Zaretsky, was not good:
The destruction of a supposedly malevolent past was accompanied by the creation of a set of new gods, new ways of thinking about the mind. These, however, lacked the element of self-reflection that had been critical to psychoanalysis. According to the new worldview, we can know the mind objectively by understanding the chemistry, neurology, and physiology of the brain.... If we have a disturbing thought or a strange dream, we could speculate that it's a wrinkle in the amygdala or a bit of protein imbalance in the hypothalamus, but we really don't have to because a doctor can adjust the chemical mix for us; self-reflection ("navel gazing") belongs to a previous epoch. What drops out of the new dispensation is not only self-reflection, but any general approach to the problem of human motivation, that is, to a dynamic theory of the psyche, the very quality that had distinguished psychoanalysis from the brain psychiatries that preceded it.
OK. Deep breath. What is my problem with this? It's not about Freud. I'm willing to stipulate that Freud was a brilliant thinker (he made some rather weird forays into speculative social theory, but that's another story). No, the problem is not Zaretsky's positive view of Freud; the problem is that he is determined to link the quarrel between psychoanalysis and its critics to the broader question of how to do 'science' and to "the need to restore the line...between the kinds of questions that can be answered in a causal and deterministic manner, and the kind that require self-reflection, democratic deliberation and cultural exploration." So intent is he on making this argument that Zaretsky neglects to mention that some people who suffer from serious mental illness actually have been helped by drugs (or pharmacological therapies, if you prefer). Has there been misuse and overuse of drugs? Undoubtedly, but that doesn't undermine the point.

Zaretsky's review poses, implicitly if not explicitly, a false choice: either
pharmacology or psychoanalysis; and, by extension, either science from the outside or science from the inside. But we do not have to choose, and we should not choose. We can have both drug therapies and talking therapies; both a science of causal explanation and a science of interpretive understanding. (Max Weber's definition of sociology encompassed both.) Each approach has its place, whether we're talking about the sciences of the mind or the sciences of society. The trick (easier said than done!) is knowing what that place is, and what each is good for.

Tuesday, January 4, 2011

Re-reading Barrington Moore

Barrington Moore's Social Origins of Dictatorship and Democracy, published in 1966, is a modern classic of historical sociology that has been assigned to generations of students. I read large parts of it in college and again in grad school, but it was not until the other day, when I had occasion to take it down from the shelf and look at the first chapter, that it fully dawned on me why the book is so famous. At the same time, I realized that the kind of social-scientific writing on display in Social Origins is an endangered species.

The first chapter, "England and the Contributions of Violence to Gradualism," shows Moore's remarkable ability to outline a centuries-spanning argument in less than 40 pages, and to do it in prose of such clarity and directness that it can be understood by virtually any interested reader. The chapter's main question is why England/Britain's route to capitalist modernity culminated in parliamentary democracy (as opposed to dictatorship of right or left) and why it took the relatively peaceful and gradualist form that it did from the eighteenth century on. Compressed into a few sentences, the basic argument runs as follows: The
key social-political development in early modern England was the destruction of the peasantry. This was the result of the enclosure (i.e., the seizure for private use) of common lands by landlords and their richer tenants. The enclosures were under way in the sixteenth century but accelerated in the seventeenth century, after the Civil War severely weakened the power of the monarchy, which had served as a brake on enclosing landlords and a protection for the peasants. The destruction of the peasantry effectively removed from "the historical agenda" two possibilities: the reactionary/conservative route to capitalist modernity (as in Germany, e.g.) and the social-revolutionary route (as in Russia and China). (p.30) There's a whole lot more there, but in highly oversimplified form that is the core of the argument in the first chapter.

For the moment I'm not interested in how much validity this argument has; to be blunt, I don't care whether it's right or not, at least not here. I'm certain it's been challenged and debated many times since Social Origins was published (and indeed, several of Moore's students produced major works bearing on the themes of the book). Rather, what I want to emphasize is the lucid way the argument is presented and Moore's mastery in handling multiple strands without ever losing sight of the central thread. Moreover, I don't think this clarity is entirely accidental (it's no accident, as a Marxist would say).

Although Social Origins (SO) was published in 1966, Moore began working on it years earlier, before the so-called behavioral revolution in the social sciences became so influential that even some Marxists felt they had to wrap their writing in the language of variables and falsifiability. As Theda Skocpol observed in a critical review-essay on SO published in 1973, the book "is not organized or written in the style of a scientist trying to elaborate clearly and minutely justify a falsifiable theory of comparative modernization. It is, rather, like a giant mural painted in words, in which a man who has contemplated the modern histories of eight major nations seeks to convey in broad strokes the moral and factual discoveries that he personally has made, about the various routes to the 'world of modern industry' traveled by his 'subject' countries, about the role of landed upper classes and peasantries in the politics of that transformation, and about the consequences of each route for human freedom and societal rationality." (T. Skocpol, Review of SO, reprinted in her Social Revolutions in the Modern World [1994], p.26)

That SO is not written "in the style of a scientist" is no doubt one of the reasons I was struck so forcefully by the lucidity of the opening chapter when I looked at it the other day. My reaction, at a gut level, was something like: "My God, they're not writing like this anymore, are they?" In other words, Moore stands in contrast, it seems to me, to much of the historically-oriented social science being published today, which tends to be preoccupied with methodology, weighed down with references to 'causal mechanisms' and the like, and generally no fun to read. Perhaps that is academic 'progress'. Perhaps there has been a gain in scientific precision and cumulative knowledge. Indeed, as I have written in earlier posts, I think causal explanation is an entirely legitimate goal of social science.

Nonetheless, a growing methodological and theoretical sophistication has come at a cost. With one or two possible exceptions, I know of no work of historically-oriented social science (not history, but social science) published in the last 20 years that I could put into the hands of an intelligent, curious high school student and say: "Here, you will enjoy this and find it fascinating and your life will be changed and you will see the historical sweep of human sufferings and occasional triumphs and you will want to become a historical sociologist." No. Uh-huh. Not happening.

Well, look on the bright side: Social Origins is still in print.

P.S. (added 1/5): If you think the reference to methodological sophistication in this post is a throwaway, track down the Fall 2010 issue of the newsletter of the Am.Pol.Sci.Assn. Section for Qualitative and Multi-Method Research and look at the essays published under the heading "Symposium: Causal Mechanisms, Process Tracing, and Causal Inference."

Monday, November 1, 2010

Documentary examines war's 'human terrain'

While looking for something else, I stumbled across an article about the new documentary Human Terrain (one of whose directors is James Der Derian, whose name will be known to some readers). Rather than quoting or taking the time to summarize, I'll just give the link: here.

Wednesday, July 7, 2010

Let them eat dark chocolate

A recent issue of Perspectives on Politics (vol. 8, no. 1, March 2010) carries a symposium on Violence and Social Orders: A Conceptual Framework for Interpreting Recorded Human History (Cambridge Univ. Press, 2009), by Douglass North, John J. Wallis, and Barry Weingast (NW&W).

The first review in the symposium is by Jack Snyder, who writes that NW&W "aim at nothing less than explaining democracy, economic development, and domestic social peace, which, they say, tend to go together for reasons that have heretofore eluded explanation by social science. The 'omitted factor' that they say causes these good outcomes is the 'open access' pattern of social relationships, based on impersonal rules that provide universal access to the benefits of political and economic organizations (p.13)."

Snyder hastens to assure us that this is more than "an all-too-familiar paean to the benign efficiency of democratic and market institutions, which," he notes with considerable understatement, "might be off-putting to some readers in the wake of the global financial meltdown." Rather, NW&W's distinction between open-access societies and limited-access societies (which they call "natural states") has, according to Snyder, "profound implications for efforts to engineer democratic and economic development."
"Like recent research on red wine and dark chocolate, everything you thought was bad for you turns out to be good, and vice versa. Orderly corruption and electoral manipulation turn out to be good in natural states, because they preserve social peace and allow the gradual development of rule-governed relations among elites [except, one might think, in places where civil wars are already ongoing, but never mind that--LFC]. Natural states advance toward impersonal social relations by partial steps as they mature. Instead of making an unsustainable leap to create encompassing impersonal categories like 'citizen,' they create semi-impersonal categories that treat all individuals of a given status -- nobles, clerics, whites, party members -- as juridical equals. Once rule of law and impersonal forms of organization are established among elites in this way, such practices can be extended to the entire population, if an elite faction sees an advantage in it."
Snyder observes that this supports "the view that successful democratic transitions need to be carried out in a sequence," starting with the construction of administrative and legal institutions and only then moving to "unfettered mass electoral politics."

Fair enough, I suppose -- but it seems to me that the stuff about natural states advancing gradually rather than "leap[ing] to create encompassing impersonal categories like 'citizen'" fails to capture certain important events in "recorded human history" -- such as, say, the French Revolution. Since I've only read the review, not the book itself, I hesitate to be too critical. Still, it does give one pause.

Tuesday, May 4, 2010

Ethnic grievances and civil conflict

Some political scientists think that grievances of ethnic groups stemming from (real or perceived) injustices are so widespread that they cannot be causes (or proximate causes, at any rate) of civil wars or conflict. But in this post, Lars-Erik Cederman explains why he and some other researchers believe the jury is still out on this issue.
[Hat tip: The Monkey Cage]

Saturday, December 19, 2009

International Relations and American political science: revisiting some disciplinary history

The disciplinary history of International Relations (IR) has been a scholarly growth industry in recent years. Articles and books have re-evaluated major writers and traditions and questioned the once-standard presentation of the field’s evolution as a series of stylized "great debates."

One result of this work is that more attention is being paid to the history of IR’s connection with political science. At least in the U.S. and in much of Europe, IR has ended up, for the most part, as a subfield of political science. To be sure, there are many scholars and analysts who "do" IR and are not political scientists, and there are many programs in international studies whose faculty and courses are drawn from a range of fields, but it remains the case that the majority of those studying IR in the academy are political scientists. However, the relationship between IR and political science, particularly American political science, has hardly been an uncomplicated romance.
 

"The growth of the discipline [of International Relations] cannot be separated from the American role in world affairs after 1945," Stanley Hoffmann observed in his 1977 essay "An American Social Science: International Relations."* He pointed to “a remarkable chronological convergence” between U.S. policy-makers’ concerns and scholars’ output:
"What [American] leaders looked for, once the cold war started, was some intellectual compass which would serve multiple functions: exorcise isolationism, and justify a permanent and global involvement in world affairs; rationalize the accumulation of power, the techniques of intervention, and the methods of containment apparently required by the cold war;...and reassure a nation eager for ultimate accommodation, about the possibility of both avoiding war and achieving its ideals."
Such an "intellectual compass" was exactly what many IR scholars furnished. And yet, Hoffmann went on to observe, a peculiarly American "quest for certainty" tried to purge from the discipline the inexactness that inheres in its subject matter, producing a drive for precision "that turns out false or misleading."**

This complaint echoed debates of two decades earlier, debates which are the subject of an article published last year. In "The Realist Gambit: Postwar American Political Science and the Birth of IR Theory," International Political Sociology 2:4 (December 2008): 281-304, Nicolas Guilhot looks at the period in the late 1940s and 1950s when behavioralism, with its positivist-empiricist and ahistorical style of inquiry, was becoming the dominant force in American political science. Guilhot describes a contrary tendency, a move to (in the words of the article’s abstract) "insulate the study of international politics from the behavioral revolution that was transforming the practice of political science in postwar America."

Two of the key figures in this countermovement were Hans Morgenthau and his former student Kenneth Thompson, who was at the Rockefeller Foundation from the mid-1950s to the mid-1970s (and who later became director of the Miller Center of Public Affairs at the University of Virginia). Trained in international law (as were a number of other émigré IR scholars of the same generation, e.g. Arnold Wolfers and John Herz), Morgenthau was, as Hoffmann puts it, "steeped in a scholarly tradition that stressed the difference between social sciences and natural sciences." As an heir to that tradition and author of a book called Scientific Man versus Power Politics, Morgenthau was, not surprisingly, averse to behaviorialism, a type of social science that, to quote Hoffmann again, "suffered from ‘hyperfactualism’ and conformity."*** Nonetheless, as Guilhot points out, Morgenthau spoke of the importance of "general laws," which Guilhot interprets as mainly a strategic move on Morgenthau's part to gain a hearing and as "a tactical weapon against liberal historians and legal scholars" (p.296). (Other interpretations are possible: there are more sides to Morgenthau than this article suggests.)

In the often told and sometimes oversimplified story of IR’s so-called "first debate," Morgenthau and his fellow realists took on the illusions supposedly fostered by the liberal internationalists of the interwar period (Alfred Zimmern, James Shotwell, Nicholas Murray Butler, et al.).**** However, as Guilhot writes (p.296), Morgenthau, Thompson, and their allies believed that "the critique of interwar liberal internationalism…could not be complete without a simultaneous critique of the behavioral sciences, which were seen as responsible for the further depoliticization of social [science] and IR typical of liberalism." This stance led to an effort to set IR apart, to distinguish it from the direction in which "mainstream political science" was traveling in the postwar period. (p.283) At a paper prepared for a May 1954 conference, Morgenthau insisted – in words Guilhot italicizes – that: " 'A theory of international relations, to be theoretically valid, must build into its theoretical structure, as it were, those very qualifications which limit its theoretical validity and practical usefulness.' " (p.297) These "qualifications" amounted to the view that, as Morgenthau put it, "in reality you can only rely on a series of informed hunches." (quoted, p.297)

Guilhot’s article, based partly on research in the Rockefeller Foundation archives and also on a reading of academic publications from the period, throws light on the intellectual quarrels of the era. He sets the IR debates of the 1940s and 1950s in a wider context, emphasizing that they were "part of a discipline-wide conversation involving all the branches of political science" that centered on "the legitimacy of political science as a scientific project" (p.285) in the wake of the upheavals and catastrophes of the 1930s and 1940s which social science had done little or nothing to help avert. He also notes a kind of dilemma of certain postwar realists, who were caught between their need to distinguish themselves from so-called idealists, sometimes by using the language of "science," and their simultaneous desire to "protect" IR from behavioralism, a desire that, in terms of the rhetoric of "science," pulled them the other way. There is, in short, a lot of rich material in this article, much of which cannot be summarized here.

That said, the article also has a couple of weaknesses. First, Guilhot equates a strand of postwar American realism with "IR theory," period. Guilhot maintains that "the ‘theorization’ of IR was essentially meant to…make it immune to the cues of behaviorialism" (p.282) and that "the theory of IR was developed by [the Morgenthau-Thompson] group as a way to secure a space for its alternative vision of politics and scholarship" (p.282, emphasis in original). However, this use of the phrase "the theory of IR" implies, dubiously, that only this group was producing theory and thus, perhaps, tends to confuse more than it clarifies. Guilhot himself notes that "the postwar triumph of the 'realist' approach to international politics concealed deep discords within the ranks of the realists themselves" (p.301), disagreements that had to do with their attitudes about the utility of social-science methods and, more broadly, the degree of their skepticism about the possibilities of taming or moderating power politics.

More importantly, Guilhot’s judgment that the 1950s "realist gambit" was ultimately a failure (p. 300) exaggerates the current prevalence of behavioralist and rational-choice approaches. It is true, of course, that IR did not become separate from political science and in this sense the "gambit" did not succeed. Contrary to what Guilhot implies in his conclusion, however, "psychological, anthropological, or normative elements" (p.300) have not been banished from the tool kits or discourses of IR scholars. On the contrary, the field today is a cacophony of different approaches and orientations. If it were otherwise, scholars would not bother to publish exercises in "field-mapping."***** Admittedly, newly minted scholars who do a particular kind of work, involving for example the use of both quantitative and qualitative methods in the same study, may have an advantage in the current academic job market, at least in the United States. Hiring committees often seem to like candidates who can do quantitative work and are technically proficient. In this sense, self-consciously social-scientific norms prevail in the discipline. However, people continue to produce other kinds of work (some of it of equal or greater value), as a glance at the journals indicates. Indeed, the discipline of political science in the U.S. was engulfed in a much-noticed contest over these issues in recent years, as the "perestroika" movement charged that the field had tilted too far in a positivist, "scientific" direction. Today the large majority of IR scholars identify themselves as social scientists, but what counts as social science (or "good" or "real" social science) remains a matter of dispute, as it has for a long time. The debates of the 1950s discussed in Guilhot’s "The Realist Gambit" thus continue to reverberate, even if in a somewhat different key.

Notes

* Hoffmann’s essay first appeared in Daedalus 106 (3) (Summer 1977). It has been reprinted several times, e.g. in J. Der Derian (ed.), International Theory: Critical Investigations (1995), pp.212-241, and in Hoffmann’s Janus and Minerva (1987), ch.1.

** Hoffmann, "An American Social Science," in Der Derian, pp.222-23, 237.

*** Ibid., p.217.

**** See David Long and Peter Wilson (eds.), Thinkers of the Twenty Years’ Crisis: Inter-War Idealism Reassessed (1995).

***** For a recent example, see P.T. Jackson and D.H. Nexon, "Paradigmatic Faults in International-Relations Theory," International Studies Quarterly 53 (4) (December 2009): 907-930.

Further reading (a few suggestions)
R.M.A. Crawford and D.S.L. Jarvis (eds.), International Relations -- Still an American Social Science? (2000)

Christoph Frei, Hans J. Morgenthau: An Intellectual Biography (2001)

K.J. Holsti, "Scholarship in an Era of Anxiety: The Study of International Politics during the Cold War," in T. Dunne et al. (eds.), The Eighty Years' Crisis: International Relations 1919-1999 (1998)

Miles Kahler, "Inventing International Relations: IR Theory After 1945," in M. Doyle & J. Ikenberry (eds.), New Thinking in International Relations Theory (1997)

D. Long and P. Wilson (eds.), Thinkers of the Twenty Years' Crisis (1995)

Joel Quirk and Darshan Vigneswaran, "The Construction of an Edifice: The Story of a First Great Debate," Review of International Studies 31:1 (2005)

William Scheuerman, Hans Morgenthau: Realism and Beyond (2009)

Brian C. Schmidt, "The History of International Studies," in International Studies Encyclopedia Online, ed. R. Denemark (2010)

Michael J. Smith, Realist Thought from Weber to Kissinger (1986)

Friday, November 6, 2009

Effects of partisanship

Interesting (if you're interested in this sort of thing).

Thursday, July 23, 2009

The 'cultural' roots of attitudes toward redistribution

The June 6th Economist carried a summary of a study exploring whether "cultural" factors influence opinions about redistribution. The authors of the paper, Erzo Luttmer and Monica Singhal, looked at data from the European Social Survey "on the attitudes of over 6,000 immigrants who have moved from one of 32 countries in the survey to another." Their bottom-line finding, in the Economist's words, is that "views about redistribution in an immigrant's home country are a strong predictor of his own opinions," even if he (or she) left the home country twenty years before. So, for example, a Pole or Romanian living in Britain probably would be more likely to favor more redistributive policies than a native Briton of roughly the same educational and income level. The effect also holds for children of immigrants, though not as strongly. This is interesting, although judging from the summary the paper does not address what precisely it is about one national "culture" that makes it more (or less) pro-redistribution than another.

Saturday, March 14, 2009

More on reification -- and some other matters


“Let us remember Mr. Justice Holmes’s dictum: ‘I always say that the chief end of man is to form general propositions,’ and let us not altogether forget what he added: ‘And no generalization is worth a damn.’”

-- George C. Homans, The Nature of Social Science (Harcourt Brace & World, 1967), pp. 9-10.


“Reification” (see this earlier post and comments) features in an article published last fall which I recently read: Mark Bevir and Asaf Kedar, “Concept Formation in Political Science: An Anti-Naturalist Critique of Qualitative Methodology,” Perspectives on Politics 6:3 (September 2008), pp.503-517. (Here is a link to a PDF version of the article. Note, however, that the page numbers in this post refer to the article as published in Perspectives, not the PDF version.)

Although the public may not generally realize it, social scientists (as well as philosophers) have been quarelling for over a century about what social science is and how it should be done. Are the social sciences immature cousins of the natural sciences, disciplines that can be expected eventually to produce a comparable body of cumulative knowledge? Or does the subject matter of the social sciences, namely human action, make them different in kind from the natural sciences, orienting them toward “understanding” rather than prediction, causal explanation, and control? Or is there a viable middle ground between these two views, one that sees very significant differences between the social and the natural sciences but holds that “general propositions” are not entirely beyond the reach of social science?

The authors of the article in question have a clear position on these issues. Bevir, a political science professor at Berkeley, and Kedar, a graduate student there, are critics of “naturalism,” the notion that the social sciences “should strive to develop predictive and causal explanations akin to those found in the natural sciences” (p.504). In their view, this aim ignores that human action “is meaningful and historically contingent” (p.505), and always rooted in particular contexts. Human conduct is inherently subject to choice and chance, hence inherently unpredictable by general laws – thus the argument runs.

So where does reification come in? Bevir and Kedar (hereafter B&K) argue that the work of political scientists Giovanni Sartori and David Collier on concept formation reflects flawed “naturalist” premises. Specifically, this work, according to the authors, is marred by “reification, essentialism, and an instrumentalist view of language” (p.507). For B&K, “reification” equals insufficient attention to the “meaningfulness” of human action.[1] Here’s the nub of what they say on it:

“Anti-naturalism implies that many – perhaps even all – social science concepts denote objects that are composed at least in part of meanings or intentional states. Reification occurs whenever these concepts are defined either in ways that neglect relevant meanings entirely or in ways that neglect the holistic character of meanings, thereby likening human action to meaning-less ‘things’…. Reification occurs whenever the attributes of a social science concept are regarded as reducible to causal laws, probabilities, or fixed norms. For example, the concept of ‘social class’ is reified insofar as it is understood in terms of supposedly objective socio-economic criteria such as relation to the means of production or income level, without taking into account how the members of a given social class themselves construe and experience their social situation.” (p.507)

As it turns out, what bothers me about this article is not so much the way the authors define “reification” as their conviction that reification (as they define it) is always bad or unwarranted. Take the notion of social class. As noted above, B&K condemn any treatment of class that defines it ‘objectively’ (e.g., in terms of income level or relation to the means of production) without also considering “how the members of a given social class themselves construe and experience their social situation.” However, there are times when a “reified” definition of social class is defensible, especially if one accepts (as B&K do not) the possibility of trans-historical generalizations. If, for example, you're interested in the role played by peasant revolts in social revolutions (or in the conditions under which such revolts have occurred), you may be more concerned with the institutional character of agriculture – e.g., are there mostly large estates or mostly small holdings? – than with the ways in which a particular group of poor farmers has construed its own situation. Moreover, the latter type of information may be difficult or impossible to assemble, since peasants have often been largely or entirely illiterate (thus leaving behind few written records in their own words), and since you can’t interview people who are dead. It’s not always possible, in short, to arrive at concepts “through a kind of dialogue with the social actors being studied” (p.508), desirable as that might often be. Although they do not say this explicitly, B&K’s position would discard such modern classics of historical sociology as Skocpol’s States and Social Revolutions, Wallerstein’s The Modern World-System, Tilly’s Coercion, Capital, and European States, and many others.

This all points to a more basic issue: Is there only one correct, philosophically defensible way to do social science? Some scholars believe that only an approach aimed at causal explanation is valid. B&K take the opposite side but adhere to an equivalent exclusiveness. The implication of their position seems quite clear: only one kind of social science will pass muster.

B&K are opposed to, or at least highly skeptical of, any effort at explanatory generalization. They admit the possibility of generalization but deny that generalizations explain anything: “[W]e can say that X, Y, and Z are all democracies but that does not explain any other feature they might have in common” (p.506). Not only do B&K posit, as some other writers have, a sharp dichotomy between “understanding” and “explaining”; they hold that only understanding is legitimate, since explaining is tied to a “discredited” naturalist perspective.[2] Although their article is subtitled “a critique of qualitative methodology,” it is actually a broader critique. While I’m sympathetic to certain of their points and while I certainly do not believe that all good social science must involve causal explanation, B&K have not persuaded me of the illegitimacy of any social science that aspires, however tentatively and imperfectly, to discern causes of social phenomena.

---------------------

1. B&K observe that Collier defines reification as neglect of contingency and historical flux, whereas they define reification as neglect of “the meaningful or intentional nature of action” (p.511). They argue that their definition “better reflects the source of the concept in Hegelian and Marxist contexts where reification is the process whereby external objects are detached from their relation to (and origin in) human consciousness” (note 82, p.515).

2. There is disagreement in the literature about what counts as “explanation.” I won’t go into this here. See B&K’s note 24, p.514.

Saturday, March 7, 2009

The dubious pleasures of IR theory; or, Why were you up so late last night?

A not-quite-Socratic dialogue between a questioner (Q) and me.

Q: So, why were you up so late last night?

LFC: I was keeping up with my field.

Q: Ahem ... really?

LFC: I should have gone to bed after watching the "Numbers" episode about the fancy computer that supposedly passes the Turing test but turns out to be a fraud. Instead, I turned on my own computer.

Q: Big mistake.

LFC: After looking at a couple of blogs, I wound up at the Cambridge University Press journals site. There's a new journal called International Theory (catchy, huh?), and the whole first issue is free.

Q: Go on.

LFC: I half-read, half-skimmed the lead article, which is called (as best I can remember) "IR and the False Promise of Philosophical Foundations."

Q: Yawn.

LFC: The authors, two graduate students (at least I'm pretty sure they're grad students) at the Univ. of Chicago, argue that IR scholars should recognize that all the philosophy-of-science positions in the field are shaky and accordingly should stop attacking each other's work on philosophy-of-science grounds.

Q: Sounds reasonable enough.

LFC: I think the authors may exaggerate some of the differences between Instrumentalism and Scientific Realism.

Q: Come again?

LFC: Instrumentalists care about whether a theory "works" or is "useful" not whether it's "true," whereas Scientific Realists care about how well a theory corresponds to, or captures, a mind-independent reality.

Q: Hmm.

LFC: But what both positions care about, in practice, is a theory's explanatory power.

Q: Or interpretive fecundity?

LFC: "Fecundity"?

Q: Sorry.

LFC: Also, there's the tiny problem that Instrumentalists don't like arguments based on unobservable phenomena, yet Kenneth Waltz, the ur-Instrumentalist, wrote his entire Theory of International Politics about unobservable phenomena -- namely, states and the state system.

Q: It's not actually that much of a problem. Waltz took the existence of states and the state system as a useful assumption rather than a postulate about the character or nature of an objective reality. In other words, epistemology trumped ontology, which is precisely what the authors say is the case for Instrumentalists.

LFC: Smarty pants.

Q: I'll ignore that. Well, after "IR and the False Promise of Philosophical Foundations" you must have been ready for bed -- either that or a scotch on the rocks.

LFC: Sadly, no. Since I was already at the Cambridge Univ. Press site, I decided to take a quick look at the current issue of World Politics. It's a special issue on unipolarity.

Q: Did someone say "boring"?

LFC: Most of the issue -- including articles by Marty Finnemore, William Wohlforth, and Stephen Walt, among others -- is behind a paywall. However, I glanced at some of the abstracts, then glanced at the introduction (which is free), and looked somewhat more closely at the concluding piece (which is also free), Robert Jervis's "Unipolarity: A Structural Perspective."

Q: And?

LFC: Well, Jervis is always worth reading, and the fact that I was able to read any of it, in my zonked condition at 3 a.m., testifies to his lucidity. Beyond the piece's specific points, which I was mostly too tired to engage with, I thought it had one overriding virtue.

Q: What's that?

LFC: It's not about the philosophy of science.