Showing posts with label COIN. Show all posts
Showing posts with label COIN. Show all posts

Friday, January 16, 2015

Noted

I haven't read the J. Fallows piece on the U.S. military in the current Atlantic (though I bought the issue), but the NewsHour had a couple of segments about it last night, in case someone here is interested. There were no COIN proponents represented (true, it was a total of only three: Fallows, and then two people commenting on Fallows), but I still thought that was noteworthy.

Friday, March 14, 2014

Nation-building and modernization as persistent themes in U.S. foreign policy

'Nation building,' as the phrase is used in U.S. foreign policy circles, has long been closely tied to the notion of modernization.  Michael E. Latham traces this connection from the Truman to the G.W. Bush administrations in The Right Kind of Revolution: Modernization, Development, and U.S. Foreign Policy from the Cold War to the Present (Cornell Univ. Press, 2011; link).          

Aspects of modernization theory had antecedents in classical social theory, notably Weber and Marx, even if the debt to the latter, at least, was not one that U.S. modernization theorists of the 1950s and '60s were generally eager to acknowledge. 
As it took shape in the Cold War-era academy, modernization theory assumed, as Latham notes, that all societies passed through essentially the same gate from tradition to modernity and further assumed that the correct policies, properly implemented, could speed up the passage.  The premise was that the U.S. could simultaneously contain Communism and spark a transformation of the 'developing' world, rapidly improving living standards and propelling it into the twentieth century by means that would avoid the brutal coercion that marked, for instance, Mao's efforts to transform China. 

Modernization theorists saw the supposedly universal transition from tradition to modernity as stressful and, thus, unsettling to individual psyches.  The MIT political scientist Lucian Pye's 1956 book Guerrilla Communism in Malaya argued that Communism's appeal was not primarily ideological but psychological; Pye contended that Communism appealed in particular to young men from the countryside trying to escape from the anxiety and "personal uncertainty generated by the jarring social transition from tradition to modernity" (Latham, p.48).  The emphasis on psychology reflected the influence of Harold Lasswell, who had taught both Pye and Gabriel Almond (47).      

If the problem was the psychological strain of the transition to modernity, then the prescription, especially for poor societies in which revolutionaries mounted armed challenges to the government, was "a pattern of nation building that would replace the institutions of the insurgency with those of the state and give the peasant caught in the 'transition'...a renewed sense of the potential for personal advance" (138).  As applied in Vietnam in the early '60s, part of this prescription involved trying to expand the central government's reach into the countryside.  Somewhat like the king's agents in the medieval France of Philip Augustus, Ngo Dinh Diem's provincial and district chiefs would travel around their domains and supposedly "bridge the gap between the central government and the rural masses" (134). 


Another aspect of attempted nation-building in South Vietnam involved relocation of the rural population.  This was the strategic hamlet program, designed to move about 15 million people into fortified villages where the NLF (Viet Cong) would be unable, so the thinking went, to get at them.  As Robert Packenham writes, the program "reflected a curious mix of forced-labor and liberal-constitutionalist tactics," although "[t]he first element...seems to have been implemented more consistently than the second" (Liberal America and the Third World, pb. ed. 1976, p.83).

In America's Rasputin: Walt Rostow and the Vietnam War (Hill & Wang, 2008; link), David Milne describes the strategic hamlet program as follows (p.105):

The director of the State Department's bureau of intelligence and research, Roger Hilsman, presented the program's blueprint -- "A Strategic Concept for South Vietnam" -- to [President] Kennedy on February 2, 1962.... Hilsman correctly identified that South Vietnam's villages provided sustenance, recruits, and a safe haven for the NLF. To prevent the insurgents from requisitioning these vital commodities -- often through coercion -- he...proposed that a series of fortified hamlets be established with bamboo-spiked ditches dug around the exterior and barbed wire attached to the hamlet itself. South Vietnam's villagers would then be removed from their traditional homes and relocated to these fortified oases of non-communist security.
The program was not a success; by "the spring of 1963, only 1,500 of the 8,500 strategic hamlets remained viable" (107).  Milne observes that the "implementation of the strategic hamlet program was like watching an infant attempt to hammer a square plastic block through a triangle-shaped hole" (109).  The U.S. escalation decisions of 1965 changed the character of the Vietnam war, and by "January 1968 the intensified war in the countryside created approximately four million refugees" (Latham, 142).  By 1970 rural 'pacification' programs had been dropped entirely.  

As Latham observes, modernization theory and nation-building waned in the late '60s and '70s but made a comeback, albeit in altered form, in the late '80s and even more after the end of the Cold War. After the U.S. invaded Panama in Dec. 1989 and removed Noriega, whom it had previously supported, the first Bush administration embarked on nation-building via "Operation Blind Logic, the appropriately named plan for the reconstruction of Panama," which "was extremely ambitious and deeply flawed" (195). The Clinton administration's plans for Somalia were equally ambitious, with UN Ambassador (as she then was) Madeleine Albright stating that "we will embark on an unprecedented enterprise aimed at nothing less than the restoration of an entire country as a proud, functioning, and viable member of the community of nations" (quoted, 197).  After the Somalia mission led to 'Black Hawk Down,' the Clinton administration retreated from this sort of rhetoric.  (Also, as Martha Finnemore notes [in The Purpose of Intervention, p.83], the Somalia intervention was partly prompted by defensiveness over charges by then-UN Secretary General Boutros-Ghali "that powerful states were attending to disasters in white, European Bosnia at the expense of non-white, African Somalia....")

George W. Bush opposed nation-building as a presidential candidate in 2000, but that changed with 9/11 and the invasion of Iraq.  Bush declared in a Nov. 2003 speech that "[t]he establishment of a free Iraq at the heart of the Middle East will be a watershed event in the global democratic revolution" (quoted in Latham, 204).  Of course the Pentagon basically ignored planning for the reconstruction of Iraq and cut the State Dept. and other agencies, which had conducted such planning, out of the loop. (Where nation-building or postwar reconstruction has proved more successful, it is likely to have been the result of UN or other multilateral peacekeeping missions with broad mandates.  Latham says that such peacekeeping missions have "rarely met expectations" [199], but I think that statement's too sweeping; some haven't but some have.)

What about the present?  Latham sees "the ghosts of  modernization" hovering around the activities of the U.S. and its allies in both Iraq (at least up until U.S. forces withdrew) and Afghanistan.  Clearly the U.S. and NATO/ISAF have defined their Afghanistan mission not just in military but also in socio-political ('development') terms.  The context (corruption, the effect of decades of war, etc.) ensured that Afghan development was going to be extremely hard and, as Latham observes, the effort has not been funded at the levels of post-war reconstruction in e.g. the ex-Yugoslavia or E. Timor (if one takes population sizes into account).  Moreover, too much emphasis was put on 'the market' as opposed to building a strong central government, in line with prevailing neoliberal doctrine.  While there have been some successes (e.g., in opening up more opportunities for women), the overall picture seems not very encouraging (e.g., a recent WaPo headline mentioned roads built in Afghanistan with U.S. funds that are now crumbling for lack of maintenance).  Today the U.S. and its allies probably would settle for an Afghanistan in which the level of violence is kept under control; the Taliban, if brought into the government, is kept to a subordinate role; and the government is able to control key cities and transport routes.  Whether even this outcome will be achieved is an open question.


On the broader issue of approaches to development, Latham is right to emphasize the wisdom contained in some of the late-1970s emphasis on 'basic needs' and distributional issues, which challenged the then "dominant narrative" (215) that the rising tide of growth would lift all boats.  Even in China, where millions in recent years have left rural poverty for  factory employment, a more egalitarian growth path would have reduced poverty more.  The 1970s critics of modernization were also right to raise questions about the environmental implications of growth, even if some of the specific predictive claims might have missed the mark.  It's hard to disagree with Latham's view that development should focus on "locally centered" (216) efforts directed at "the problems of poverty, inequality, and environment, and combining them with a renewed focus on an expanded conception of human rights and social justice" (215), tempered by the acknowledgment that it will not be easy.

Added later: Jennifer Clapp (Univ. of Waterloo) reviewed Latham's book, along with Nick Cullather's The Hungry World: America's Cold War Battle Against Poverty in Asia (2010), in Perspectives on Politics 11:2 (June 2013).

Added 8/24/17: For a roundtable on Latham's book co-sponsored by H-Diplo and the Int'l Security Studies Forum, see here

Sunday, September 2, 2012

Big countries, small wars, different mindsets

Political scientists and other scholars have spilled a lot of ink on the question of why big states lose small wars, i.e., wars against weaker adversaries. Phil Arena recently pointed me to
Patricia Sullivan's 2007 JCR article, which I have looked at (meaning looked at, not read every single word of). Her main argument, put in simplified form, is that big states are more likely to lose small wars when their objective is coercive, i.e., when it requires the adversary to change its behavior, as opposed to when the objective can be accomplished simply with brute force (i.e., overthrowing a regime or conquering territory). The main reason, she argues, is that big states are more likely to underestimate the costs of achieving coercive objectives. Sullivan has a typology of objectives on a continuum with brute-force objectives at one end and coercive objectives at the other. [
Cf. Schelling, Arms and Influence (1966).]

Interestingly, the objective "maintain regime authority" falls in the middle of Sullivan's continuum. This is interesting because if you had to choose a three-word label for the U.S. objective in Afghanistan, it would be "maintain regime authority" (against those who seek to overthrow it). That was also basically the U.S. objective in Vietnam, as Sullivan suggests (i.e., the stated aim was to maintain an independent, non-Communist South Vietnam).

The main point I want to make is that looking at this article highlighted (once again) for me the distinction between those who emphasize the idiographic in their methods versus the nomothetic, or to put it in simpler terms (this would probably drive PTJ up the wall, never mind), the difference between those who do historical case studies and those who do formal modeling or quantitative work (yes, some people do both in the same book or article, but we'll put that aside for now).

Sullivan's approach would suggest that the wars in Afghanistan and Vietnam are basically similar because the objective (maintain regime authority) was the same. Of course she would acknowledge there are local differences, but she is not concerned with exploring them; she is interested in a model that explains, at some kind of quasi-'law-like' level, when big states lose small wars, and she gets there via a 'homogenizing' approach, so to speak. So if you took her approach, even though her concern is not explicitly with policy debates or decision-making, you might be quite receptive to analogies between Afghanistan and Vietnam.

A case-study approach might suggest something quite different. As opposed to a receptivity to the Vietnam-Afghanistan analogy, it might suggest a wariness about such an analogy and indeed about analogies in general. Yuen Foong Khong's Analogies at War (1992) showed quite convincingly that analogies to Munich and to the Korean War exercised a harmful influence on the Johnson administration's Vietnam policymaking. The takeaway lesson of that book, one could argue, is that because even smart people find it difficult to use analogies properly (i.e., in a sufficiently discriminating way), one should be wary of the mobilization and use of historical analogies, especially in a broad-brush way (e.g. "Afghanistan is like Vietnam"), in policy debates. Each case should be looked at primarily on its own, in other words.

One might say there is no contradiction here. Sullivan is interested in explaining outcomes, not prescribing a method for policymakers to use in decision-making. Khong is interested in showing why and how policymakers tend to misuse historical analogies. They are doing different things but not contradictory things. OK. Nonetheless, if you are a scholar with a more nomothetic mindset (e.g. Sullivan), if a policymaker called you and asked you what to do, you might start thinking in terms of historical analogies, because you are used to homogenizing historical cases and treating them as data points to be coded. Whereas if you have a more idiographic mindset, you might be less prone to think in terms of analogies, i.e., in terms of similarities between cases, and more prone to emphasize that each situation is unique. And I think that might be true even if, for purposes of getting your dissertation or article or book past the relevant authorities, you made a general argument that mobilized case studies in its support. Close contact with the historical specifics of cases, even when mobilized to support a general thesis or argument, is bound to sensitize one to differences and unique elements. In other words, even if (as is very often the case) you are doing case studies to develop or back up an overarching theory, you are bound, almost despite yourself as it were, to acquire some wariness about the merits of generalization.

Of course, our two hypothetical scholars might end up, policy-wise, in the same place: for example, both might have decided to oppose the Obama administration's "surge" in Afghanistan (or to favor it, as the case may be). But they would have reached their conclusion, whatever it was, by rather different routes.

P.s. Just to be clear (and repetitive), that the U.S. lost in Vietnam doesn't necessarily mean it's going to 'lose' in Afghanistan. This partly depends on how one defines 'victory'. (See this post and the attached comments.)

Friday, August 31, 2012

What is "victory" in a counterinsurgency war?

David Silbey at Edge of the American West presents a graph of coalition fatalities in Afghanistan, 2010-2012, and writes that the downward trend suggests that the coalition is "winning militarily." He adds that whether this constitutes "victory" in a larger sense would require more discussion.

I'm not an expert on counterinsurgency. You want Dan Trombly, Abu Muqawama, Adam Elkus, and that whole crowd. As readers of this blog know (all one or two of them), I'm not really an expert on anything. (If I were, presumably I'd have a job, right? But then I probably wouldn't have time to blog and what a loss that would be to the world of discourse. Criminy, I'm starting to sound like J. Otto Pohl, who spent months online repeatedly bemoaning the unfairness of his having to teach in Ghana, while simultaneously proclaiming how great Ghana is.)

Anyway, to the point. I am skeptical of Silbey's suggestion. Surely what matters in measuring success in a counterinsurgency is the eventual outcome, not the casualty trends. I hope someone who knows something in real detail about, say, France's war in Algeria (to take one prominent historical example) will tell me whether I'm right about this.

P.s. (added later): Note, btw, Laleh Khalili's new book Time in the Shadows: Confinement in Counterinsurgencies (Stanford U.P.). I might buy this. On the other hand, inspired by the rhetoric at the Republican convention, I could take the money I would spend on this book and use it to start a small business instead. If only there weren't so many burdensome taxes and regulations. Tsk, tsk.

Friday, May 4, 2012

Only bad options

Added 5/6: A review of a recent book about the Soviet withdrawal from Afghanistan in the late 80s. Parallels? Decide for yourself.

There is no good exit strategy available for the U.S./ISAF/NATO from Afghanistan, which should not be very surprising: there rarely are good options for withdrawal and extrication from this kind of conflict. The best outcome might be a negotiated peace settlement that brings elements of the Taliban into a kind of national unity government, but that prospect does not seem at all likely right now.

Pres. Obama has said that after 2014, the U.S. will remain only to help the Afghans with 'counterterrorism' and training. Eugene Robinson asks why the U.S. doesn't make that switch now instead of at the end of 2014. The official answer is that the extra time is needed for the Afghan security forces to gain more strength, though that is not exactly a comforting or perhaps even a convincing rationale or justification for continuing loss of life.

Two former State Dept. employees who worked in Afghanistan, writing in the March/April 2012 issue of Foreign Affairs, argue for leaving a sizeable number of U.S. civilian and military advisers in Afghanistan after 2014, adding that the advisers should 'rough it' and share the risks to which those they are advising will be exposed. Obama did not mention this approach explicitly in his speech from Bagram the other evening, but I wouldn't be surprised if an 'advisory strategy' is basically what ends up being adopted, regardless of who wins the November election here. "Advisers" would be a loose term covering both civilians and a military force, which David Ignatius thinks could number up to 20,000, though Obama mentioned no numbers in the speech. Ignatius believes this strategy makes sense, but here's a problem: what happens if, by the time 2024 rolls around, Afghanistan is still in turmoil and the 'counterterrorism' strategy or 'advisory' strategy (I think the differences between these are not all that significant) hasn't succeeded? Commit the force for another ten years? I don't think anyone would be happy with that.

Monday, November 1, 2010

Documentary examines war's 'human terrain'

While looking for something else, I stumbled across an article about the new documentary Human Terrain (one of whose directors is James Der Derian, whose name will be known to some readers). Rather than quoting or taking the time to summarize, I'll just give the link: here.

Friday, August 13, 2010

'Hearts and minds': an historical perspective

B.D. Hopkins's article "The Problem with 'Hearts and Minds' in Afghanistan," published in the Summer 2010 Middle East Report (site here; subscription required), makes several interesting points. The phrase "hearts and minds" was first used in 1891 by Sir Robert Groves Sandeman, agent to the British governor-general in Baluchistan. "What came to be known as the 'Sandeman system,'" Hopkins writes, "was based on the recruitment of local tribesmen into the edifice of imperial governance." In at least a limited sense, the system worked for the British insofar as Baluchistan under the Raj was relatively peaceful and "was considered a quiet backwater of imperial administration."

A traditional colonial power, however, had certain advantages that the U.S. today lacks, Hopkins suggests. A colonial power "is plugged into local information networks and has deep ties of patronage through which it draws on a collaborating elite," whereas an 'imperial' state (as distinct from a colonial one) lacks comparable "roots and interests in local society...." Formal colonialism is extinct (well, virtually extinct), for which Hopkins is (presumably) grateful, yet this makes the task of counterinsurgency more difficult, he argues. There is no equivalent in today's Afghanistan to the British settlers in Kenya or Malaya who helped give "the colonial state...a vested interest in the outcome of counterinsurgency efforts." (Although it must be noted that the British counterinsurgency against the Mau Mau in Kenya was very brutal and hardly something one would wish to duplicate.)

Hopkins concludes by "doubt[ing] the success of any US strategy [in Afghanistan] at this point." Others think it still may be possible to salvage an acceptable outcome, as three authors recently argued in Foreign Affairs. Who is right? I'll leave readers to reach their own judgments.

Tuesday, April 27, 2010

Strategy against al-Qaeda

Via this blogger, I came across Nicholas Lemann's review in The New Yorker of various recent books on terrorism. One of the books Lemann discusses is Audrey Kurth Cronin's How Terrorism Ends (Princeton Univ. Press). According to the review, Cronin urges, among other things, trying to separate local grievances from al-Qaeda's global ideology:
" 'Bin Laden and Zawahiri have focused on exploiting and displacing the local concerns of the Chechens, the Uighurs, the Islamic Movement of Uzbekistan, the Salafist Group for Call and Combat in Algeria, and many others, and sought to replace them with an international agenda,' Cronin writes. The United States should now try to 'sever the connection between Islamism and individualized local contexts for political violence, and then address them separately.' It should work with these local groups, not in an effort to convert them to democracy and love of America but in order to pry them away, one by one, from Al Qaeda. ('Calling the al-Qaeda movement "jihadi international," as the Israeli intelligence services do,' she writes, 'encourages a grouping together of disparate threats that undermines our best counterterrorism. It is exactly the mistake we made when we lumped the Chinese and the Soviets together in the 1950s and early 1960s, calling them "international Communists." ')"
Cutting the connection between al-Qaeda's international agenda and its local affiliates sounds sensible, especially since the affiliates already appear to be at least partly driven by local concerns. Take the recent suicide bombing aimed at the British ambassador in Yemen, presumably carried out by al-Qaeda-in-the-Arabian-Peninsula. The intended target was a high-ranking Western diplomat, but that in itself does not mean that the motive for the attack was a grandiose global ideology, as opposed to a desire to strike at a perceived ally and patron of the Yemeni government. And the recent bombings against Shias by al-Qaeda-in-Iraq seem more like a response to the killing of that group's two top leaders than part of an effort to further the establishment of a new caliphate.

The U.S. press, citing intelligence sources, has drawn a portrait of al-Qaeda's central leadership as increasingly isolated somewhere in the Afghanistan-Pakistan border region and increasingly unable to communicate effectively with its various branches. The connections that Cronin calls for severing on the plane of ideology may thus already be tenuous on the level of organization -- and that in turn may furnish an opening for pressing forward with a strategy of "address disparate threats separately."

Thursday, February 11, 2010

Drones -- again

Vikash Yadav at Duck of Minerva argues that a leadership decapitation strategy via drone strikes is not effective against the Taliban and associated networks in Pakistan. He says it creates only temporary disruption and causes civilian casualties. But this raises a question I just asked in comments there: what other military strategy against the Pakistani Taliban is available to the U.S.? This may be a case where doing nothing is preferable to doing something ineffective, but persuading the CIA and Pentagon of that would, I suspect, prove to be difficult.
Update: Yadav's reply is now up at the DofM comment thread.

Sunday, November 8, 2009

New blog on Pakistan; F. Kagan analysis of Waziristan campaign

Via Charli Carpenter: the Pakistan Conflict Monitor.

Also, a couple of weeks ago the Wash Post's Walter Pincus summarized an analysis of the Waziristan campaign produced by Frederick Kagan and others connected with Am. Enterprise Institute. The paper emphasizes the Pakistani army's successful pre-campaign efforts to negotiate deals with tribal leaders and groups who might otherwise have actively opposed the current campaign against the Mehsud group in South Waziristan. (Despite my general dislike of AEI, this analysis, judging from the Post article, seems well-informed.)

Sunday, October 25, 2009

We few, we happy few (um, maybe not quite so few, relatively speaking)

This interesting article by James Glanz (hat tip: HC) is also a bit of a mess. Some historians now think the English were not quite so outnumbered at the Battle of Agincourt (Oct. 25, 1415) as has long been assumed. Other historians disagree. Only military history buffs are going to be able to get really worked up about this.

The article's messiness comes from another point: the alleged similarities between the Hundred Years War and contemporary counterinsurgency conflicts. Really? Yes, like, riilly. I'm no expert on medieval warfare, but I think this kind of analogy has to be approached with extreme caution. The article mentions Conrad Crane, military historian and lead author of the not-entirely-uncontroversial revised U.S. Army and Marine Corps counterinsurgency field manual (see the symposium on it in Perspectives on Politics, June 2008),
"some of [whose] own early historical research involved a comparison of strategic bombing campaigns with attacks on civilians by rampaging armies during the Hundred Years’ War, when England tried and ultimately failed to assert control over continental France." I haven't read Crane's work, but I assume he points out that attacks on civilians in the Hundred Years War were partly motivated by the fact that the armies, and the roving bands of armed men that hung around and sometimes supplemented the armies and were sometimes indistinguishable from them, needed to seize food and provisions from local civilians to continue campaigning. (There was also no doubt a good deal of rape and pillage as well.)

Yes, as Mr. Glanz suggests, the Hundred Years War could be seen as a kind of civil war into which an outside power "intervened," except the "outside" power -- England -- had long claimed dynastic title to, and in part controlled, sections of France. Moreover, the Burgundians were not just a "faction," as this article says; Burgundy was a separate polity, distinct from the kingdom of France, from the late 14th century, and a very powerful one well into the 15th century. Do these historical nitpicks affect the contention that there are parallels between the Hundred Years War and contemporary counterinsurgencies? I'm going to duck that for now. Those who are interested can ponder the question at their leisure. (And see also Alexander Downes, Targeting Civilians in War, which I mentioned previously in a comment thread here.)

Tuesday, October 13, 2009

Frontline: 'Obama's War'

Everyone should see this program, which aired this evening. If you missed it, you can go to the PBS website and watch it online.

I'm not going to write at great length about it, but of the various disquieting aspects -- and there were several -- perhaps the most disturbing was to hear the Pakistani Interior Minister and the Army spokesman deny that the Afghan Taliban and the Haqqani network are even in Pakistan (let alone that the ISI, the Pakistani intelligence service, has been supporting them). And then to hear, after that, Richard Holbrooke say he was sure the Pakistanis know these groups are a threat to them as well as Afghanistan. Know they're a threat? The Pakistani officials don't acknowledge they're even in the country!

"Obama's War" is a well-done, informative piece of journalism, with the scene shifting between Helmand province, Kabul, Islamabad, and Washington. The counterinsurgency position in the current debate, about which I had lots of doubts to begin with, seems even less persuasive to me after watching this. I don't think that's because the program is unbalanced but because the difficulties involved become so evident, particularly in one moment in which a Marine, with an inadequate interpreter, interacts with some local people in Helmand. He asks for their help and they reply: "how can we help you? We don't even have swords. If you can't defeat the Taliban with all your weaponry, then we can't help you." Their reply mostly misses the point -- he wasn't asking for their military help -- but it underscores the difficulties involved in what is euphemistically called "cross-cultural communication" as well as the broader difficulties of entrusting this kind of mission to well-meaning but -- to the local population -- very foreign young men with guns. You can't overgeneralize from one encounter, but the effect nonetheless is very sobering.