Abstract of the day: biased IMF lending policies, 1980-2000

Sometimes an article's value lies in providing evidence for something one might have assumed but couldn't be sure about in the absence of evidence. As in this:

International organizations (IOs) suffuse world politics, but the International Monetary Fund (IMF) stands out as an unusually important IO. My research suggests that IMF lending is systematically biased. Preferential treatment is largely driven by the degree of similarity between beliefs held by IMF officials and key economic policy-makers in the borrowing country. This article describes the IMF's ideational culture as “neoliberal,” and assumes it to be stable during the observation window (1980–2000). The beliefs of top economic policy-makers in borrowing countries, however, vary in terms of their distance from IMF officials' beliefs. When fellow neoliberals control the top economic policy posts the distance between the means of the policy team's beliefs and the IMF narrows; consequently, IMF loans become less onerous, more generous, and less rigorously enforced. I gathered data on the number of conditions and the relative size of loans for 486 programs in the years between 1980 and 2000. I collected data on waivers, which allow countries that have missed binding conditions to continue to access funds, as an indicator for enforcement. I rely on indirect indicators, gleaned from a new data set that contains biographical details of more than 2,000 policy-makers in ninety developing countries, to construct a measure of the proportion of the top policy officials that are fellow neoliberals. The evidence from a battery of statistical tests reveals that as the proportion of neoliberals in the borrowing government increases, IMF deals get comparatively sweeter.

--abstract from Stephen C. Nelson, "Playing Favorites: How Shared Beliefs Shape the IMF's Lending Decisions," Intl. Org. 68:2 (May 2014)

What caused the decline in interstate war?

In a recent post, Eric Posner (prof. at Univ. of Chicago Law School) writes that he sees little evidence that the UN Charter, which dates from 1945, has caused the decline in interstate war. Although I don't share what I take to be Posner's general view of international law, this particular point seems right, inasmuch as Art. 2(4) of the UN Charter is best seen as having codified an already-developed consensus rather than having instituted a 'new' rule. And it wasn't really new anyway: "The League of Nations Covenant specified that the highest purpose of the organization was to protect the sovereignty, independence, and territorial integrity of its members. The Stimson Doctrine (1931) declared that the United States would not recognize as legal any territorial changes brought about through the use of armed force. The League of Nations subsequently adopted this position as a new rule of international relations." (K.J. Holsti, Taming the Sovereigns, 2004, p.134)

As I've mentioned before, I lean to John Mueller's argument that the seeds of the decline in interstate war, or at least in major-power war, were sown in 1914-1918. I'm not saying this is the whole story re the decline, but I think it's part of it. 

Here's a passage from Mueller's Retreat from Doomsday (1989), pp.55-56:

That World War I was a watershed event in attitudes toward war in the developed world is clear. Exactly why is less clear.... The impact on war attitudes of the Great War's physical devastation and of its horrifying weaponry should not be discounted.... But the bone-deep revulsion it so widely inspired and and the very substantial blow it administered to the war spirit so prevalent just a few years earlier should be credited at least in part to the insidious [I might have chosen a different word] propagandistic efforts of the prewar peace movement. The war proved to be a colossal confirmation of its gadfly arguments about the repulsiveness, immorality, and futility of war and of its uncivilized nature. Of course, the war also shattered the peace movement's airy optimism, and it certainly undercut its proposition that Europe was becoming progressively more civilized; but that was nothing compared to what it did to the notion that war was progressive -- as well as glorious, manly, and beneficial.... Since the peacemakers of 1918 were substantially convinced that the institution of war must be controlled or eradicated, they tried to apply some of the devices and approaches the peace movement had long been advocating.

He continues:

For reasons that seem in reflection to have been special, it didn't work out so well. In Germany a leader arose who almost single-handedly brought major war to Europe, while Japan, a country that had not substantially participated in World War I nor learned its lessons, set itself on a collision course in Asia that was to lead to national cataclysm.

If one accepts this narrative and explanation, the UN Charter formalized a change in attitudes that had been well underway for more than two decades, which could partly explain why the trend line of decline in interstate war does not track neatly with the UN Charter's adoption.

ETA: If Mueller is right, an underlying normative evolution is mainly responsible for the decline of major war in the 'developed' world, rather than the use-of-force rules themselves. Whether the argument can be extended to cover the decline of interstate war in general is something one could debate.

Note: Edited after posting to fix a grammatically challenged sentence. 

The mantra of growth; or, Bhagwati vs. Pogge

Given the nature of the news cycle, the debate sparked by Pres. Obama's (successful) nomination of Jim Yong Kim to head the World Bank has long since been eclipsed by a spate of fresher stories. But I wanted to write this post before the Kim story faded into complete oblivion, because the debate over Kim raised again some fundamental questions about economic growth, inequality, and poverty.

In a column published last month criticizing the choice of Kim, Jagdish Bhagwati asserted that the Obama administration has the wrong view of development. He wrote:

...perhaps the most compelling factor in Obama’s choice [of Kim] seems to have been a fundamental misunderstanding of what "development" requires. Micro-level policies such as health care, which the Obama administration seems to believe is what "development" policy ought to be, can only go so far. But macro-level policies, such as liberalization of trade and investment, privatization, and so forth, are powerful engines of poverty reduction; indeed, they are among the key components of the reforms that countries like India and China embraced in the mid-1980’s and early 1990’s....

[I]t is the rapid acceleration of economic growth in the major emerging countries that has reduced poverty, not only directly, through jobs and higher incomes, but also by generating the revenues governments need to undertake the public-health, education, and other programs that sustain poverty reduction – and growth – in the long term.

Now, there's no question that economic growth in India and especially in China has enabled millions of people to improve their living standards and leave the ranks of the extremely poor. And it's also true that economic growth generates revenues that governments, if they have wise priorities and some administrative resources, can use for public-health, education, and similar purposes. But Bhagwati failed to ask an important question: Could 'emerging countries' have reduced poverty even more by following a different, more equitable growth path?

A 2008 article by Thomas Pogge suggests that the answer is yes.* Pogge used China to illustrate his case. He argued that although poverty in China has gone down substantially, "it is likely that more equitable growth," i.e., growth accompanied by less income inequality, "would have been much better for the Chinese poor." Pogge pointed out that although China's gross national income (GNI) increased dramatically from 1990 to 2004, the relative income share of the bottom ten percent (decile) of China's population decreased from 30.8% in 1990 to 16.0% in 2004. This decrease in its relative share meant that the absolute income of the poorest decile increased "by only 75 percent" at a time when China's GNI was going up by a whopping 236 percent (see section 5.3 of the article as reprinted in Pogge's Politics as Usual, pp.100ff.).

What if China had preserved the income distribution as it existed in 1990, even if that meant sacrificing some growth? Pogge assumed, for the sake of argument, that preserving the existing income shares would have cost China 2.3 percentage points in per capita GNI growth from 1990 to 2004. Under this assumption, the poorest decile "would have done much better..., ending the period [in 2004] at an average income of $715, rather than $500, thus with a gain of 150 rather than 75 percent." (p.101) Slower, more equitable growth also would have caused less environmental degradation, a consideration that, coupled with equity, suggests that "all countries should conceive growth much more from the standpoint of their poorer population segments" (p.102, italics in original). He also pointed out that economic inequality is much easier to create (or generate) than to reverse, because the better-off are able to change the relevant rules in their favor (ibid.). There are, in other words, lock-in effects (though Pogge does not use that phrase).

Pogge also highlighted the growth in global income inequality from 1988 to 2002, with the relative share of "the poorest 30 percent of humanity" down by about 20 percent during that period, "from 1.52 to 1.22 percent of global household income" (p.106). Again, inequality translates into differential influence over the rules that shape the distribution of global income and wealth (p.107).

These are the sorts of considerations one should keep in mind when reading the celebratory assertions of Bhagwati and others about rapid economic growth in 'the emerging countries' and its effect on poverty. Of course such growth has reduced poverty, in some cases substantially, but poverty would have been reduced even more if that growth had been more equitable, even if less rapid. Neoliberal globalization, heralded by its supporters for reducing poverty, has likely not reduced poverty as much as a more equitable form of globalization would have, and it has perpetuated the unequal structure of influence in global institutions. The appointment of Kim to the Bank will obviously not drastically change this, since no single appointment could have such an effect and the institution will no doubt exert its organizational pull over any leader. But Kim's critical stance toward neoliberal globalization -- or what was his critical stance some years ago, at any rate -- perhaps offers a bit of hope. In any event, Bhagwati's critique was completely off the mark.

-----
*T. Pogge, "Growth and Inequality: Understanding Recent Trends and Political Choices," Dissent (Winter 2008), reprinted (in slightly different form) in his Politics as Usual: What Lies Behind the Pro-Poor Rhetoric (Polity Press, 2010), pp.93-109.

Book review: Winning the War on War

Joshua S. Goldstein, Winning the War on War: The Decline of Armed Conflict Worldwide. Dutton, 2011. 385 pp.

"The war against war is going to be no holiday excursion or camping party." -- William James, "The Moral Equivalent of War" (1910)

"What dramatic vision of hell can compete with the events of twentieth-century war?" -- C. Wright Mills, The Sociological Imagination (1959), p.17

Introduction

War is on the decline: in particular, the years since the end of the Cold War, although obviously not free from deadly conflict, have been less violent than the years that came before. A main purpose of Joshua Goldstein’s Winning the War on War (hereafter WWW) is to convey this message to a broad audience. The book also aims to persuade readers that peacekeeping, through the UN and other organizations, is succeeding and deserves much more financial and political support.

This review will not cover all the elements of the book; rather, I will summarize several of its main points and then offer some thoughts on why the decline in armed conflict has happened, focusing on certain historical aspects of the question. While agreeing with Prof. Goldstein that the decline in conflict is not irreversible, I will suggest (unoriginally) that future large-scale interstate war, or so-called hegemonic war, is very unlikely, for reasons that have partly to do with the impact and consequences of the twentieth century’s world wars. As the word "partly" suggests, I acknowledge at the outset that this explanation for the decline of conflict, and of interstate war in particular, is not a full one. Although the fact of the decline in conflict is clear, the reasons for it will remain an area of disagreement among scholars and other observers.

A related point of disagreement is whether to view the twentieth century as a uniquely violent era. Writing in 2002, Mark Mazower observed that "the twentieth century is increasingly characterized by scholars in terms of its historically unprecedented levels of bloodshed." ("Violence and the State in the Twentieth Century" (review essay), American Historical Review, v.107, no.4) However, it is clear that certain parts of the century were considerably worse than others. After comparing the twentieth to previous centuries, Goldstein concludes that "the twentieth century may indeed have been the bloodiest relative to population but is not really much different in character than earlier ‘bad’ centuries" (WWW, p.37). The twentieth century’s bloodshed, however, is arguably somewhat fresher in the collective memory than that of previous centuries, which may be significant.

Peacekeeping and the Decline of War

Winning the War on War begins with the story of the one occasion on which its author personally witnessed gunfire in a war zone: Beirut, 1980. Residents of the city, Goldstein observes, managed to live relatively normal lives in the midst of a low-level civil conflict. This story immediately engages the reader’s interest and is also a way to introduce the basic point that war exists on a scale, or a continuum, of destructiveness.

Interstate wars, in which two or more countries’ regular armies fight each other, are usually more destructive than civil wars, and the decline in interstate wars is the main reason that "battle-related deaths" – i.e., violent deaths that occur during armed conflicts -- have fallen over the last several decades. Such deaths averaged more than 200,000 a year during the 1980s, whereas from 2000 to 2008 they were on the order of 55,000 a year (WWW, p.238). Looking at longer periods, there were roughly 215,000 average annual battle deaths from 1970 to 1989, and this came down to an average of 75,000 annually from 1990 to 2009 (p.16). Furthermore: "More wars are ending than beginning, once ended they are less likely to restart, and the remaining wars are more localized than in the past" (p.4). On the other hand, military spending has not seen correspondingly sharp reductions (p.19), and "the problem of civil wars may remain in some fundamental way unsolved" (p.247).

While acknowledging multiple causes of the decline in conflict (see further discussion below), Goldstein takes peacekeeping as the "central thread" (p.44) in his account. He gives a history of UN peace operations from the days of their founder, Ralph Bunche, to the secretary-generalship of Kofi Annan and into the present. A key early moment was the 1956 Suez crisis, which resulted in the deployment of the first armed peacekeeping force. Since then, peacekeeping missions have become increasingly "multidimensional," involving not just observing or enforcing cease-fires but a range of other tasks, from disarming and demobilizing combatants to, in a few cases, temporarily running a government. There are 150,000 peacekeepers (about 100,000 UN and 50,000 non-UN) currently deployed at the relatively low cost of $8 billion a year (pp.308-9).

Although some peacekeeping missions have succeeded while others have failed -- and the failures, such as Bosnia or Rwanda, perhaps have tended to linger in the public memory longer than the successes, such as Sierra Leone or Namibia or (in a more qualified way) Cambodia – on the whole peacekeeping missions significantly reduce the chances that war will restart after a cease-fire (pp.105ff., citing the work of Page Fortna, Paul Collier, and Michael Doyle and Nicholas Sambanis). As one would expect, the more peacekeepers there are relative to a country’s population the more likely it is the mission will succeed (at least eventually), as is evident from a comparison of the mission in Sierra Leone (which ended in 2005) with the ongoing mission in Dem. Rep. of Congo. Each mission had roughly the same number of peacekeepers, but Congo has ten times Sierra Leone’s population (p.176). Indeed, the number of peacekeepers in Congo (now roughly 17,000) has been absurdly inadequate given the country’s size. That is not the only reason for the shortcomings of the Congo mission but it is a significant one.

The revival of an active UN role in resolving difficult armed conflicts dates from the late 1980s, when a confluence of developments, including Gorbachev’s ‘new thinking’, enabled the Security Council to pass Res. 598, demanding an immediate cease-fire in the Iran-Iraq war, then in its seventh year. A good deal of credit for this revival belongs to then-Sec. Gen. Pérez de Cuéllar, who at an informal meeting on Jan. 16, 1987 -- 25 years ago to the day -- prodded the representatives of the permanent members of the Security Council to act on the Iran-Iraq war. Goldstein’s account of this period draws on Giandomenico Picco’s 1999 memoir Man without a Gun. (To supplement it, see Cameron R. Hume, The United Nations, Iran, and Iraq: How Peacemaking Changed, reviewed in: Paul Lewis, "Rise of the Blue Helmets," N.Y. Times Book Review, Nov. 6, 1994. I have taken the detail about the Jan. 16, 1987 meeting hosted by Pérez de Cuéllar from Lewis; he calls it a "tea party," a phrase which now has other overtones.)

Winning the War on War contains not just description and analysis but also prescription. The peace movement, Goldstein argues, should focus directly on supporting efforts that contribute to the decline of conflict rather than following Pope Paul VI’s maxim "If you want peace, work for justice" (p.208). While peace is "almost always a necessary step" toward "prosperity, human rights, and social justice" (p.77; cf. p.169), peace should be treated as an independent goal and the peace movement should pay much more attention to strengthening institutions like the UN, Goldstein maintains. He argues that targeting "big corporations, oil companies, and globalization," as some in the peace movement do, is not an effective way to advance peace (p.208); however, given what he writes about the causes of civil wars, pressing for more economic assistance to poor countries might very well be (see pp.293, 307).

Causality and Learning

What is responsible for the decline in war? A number of plausible causes suggest themselves. Goldstein mentions a 2007 article by Louis Kriesberg that "identifies eight 'peace factors'…underlying the decline in wars…since 1990: the end of the Cold War; the dominance of U.S. power; the economic benefits of globalization (which war would disrupt); spreading norms about peace and human rights; spreading democracy; the proliferation of NGOs; the increased participation of women in politics; and the growing field of conflict resolution" (p.15). Later in the book he mentions the combination of factors identified by the 'democratic peace' theorists Bruce Russett and John Oneal: "democracy, economic interdependence, and...the development of international organizations, including the UN" (p.278). Thus for Goldstein the downward trend in war has "multiple causes, not easily untangled" (p.44) but, as already seen, he gives the UN and peacekeeping pride of place among the contributing causes. (See e.g. p.278, where he writes that the development of international organizations is the "most important, in my view" of the various factors.)

To say that the UN, and international organization more generally, is the most important cause of the decline in conflict raises the question: what "caused" the UN? I don’t mean what caused the UN in a proximate historical or ideological sense, a subject on which historians disagree. Rather: What if the UN, as it eventually came to function, is an institutional consequence of a process of learning from experience?

Goldstein writes (p.42):

Several possible causes [of the decline in war] come to mind. First is the notion that civilization has evolved over the long course of human history in a way that has gradually strengthened norms of behavior that discourage violence. Later in the book I will discuss evidence that changing norms have reduced barbarity in general, from torture and slavery to capital punishment, while building up an idea of human rights and the responsibility of governments to their people. As part of this process, war has gone from a standard and even attractive policy option to a last resort, at least in political rhetoric. One trouble with this explanation is that it would predict a gradual diminishing of war over the centuries, whereas instead we have found a long series of ups and downs culminating in the horrific World Wars.

Of course it is true that the twentieth-century world wars, and all the associated horrors, make it extremely difficult to tell a convincing story about linear normative progress from pre-history to the present. But it seems highly likely that the twentieth-century world wars themselves had an impact on subsequent normative and institutional development and on basic assumptions about war (a point Goldstein acknowledges but does not, in my opinion, emphasize enough). Thus, although an "evolving norms" or "learning" explanation does not work well for "the long course of human history," it may nonetheless help to explain the war-and-peace trajectory of the last century or so. (This in turn raises the question of why at least some human groups appear to have learned from the twentieth-century world wars, and from mass killings not connected with the world wars, what they failed to learn from earlier conflicts -- a question that might require an entire book to answer and so will be left to one side here.)

Consider the impact of the First World War, "a catastrophe of unbelievable horror, suffering, and destruction," in P. Kennedy’s words, in which armies suffered enormous casualties quite often for no good strategic or other reason. (Revisionist historians might disagree with this statement; so be it.) Goldstein remarks that "the senseless slaughter [of World War I] swung public opinion in the West against the idea of war as a good in itself" (WWW, p.224), but this statement is buried in the middle of the book and is not given much emphasis in the discussion of causality.

It took a while for revulsion about the 1914-18 war to set in fully, but once it had done so, World War I "permanently discredited major war both as an appealing activity and as a potentially profitable instrument of national policy" in the view of many "in the developed world" (John Mueller, Retreat from Doomsday, p.30). (One might qualify this statement inasmuch as reactions to the war were somewhat different in France, e.g., than in Germany.)

Mueller also argues that the experience of WW1 persuaded most "normal" political leaders, including those of Britain and France, that another major war on that scale was almost inconceivable. They were aware of Hitler's bellicose statements in Mein Kampf and elsewhere but could not take them seriously. As Mueller observes (Retreat from Doomsday, p.69):

…Hitler’s opponents in Europe were horrified by the experience of the Great War and appalled by the prospect of going through anything like that again. They had concluded that only a monster or a lunatic could want, or even want to risk, another Great War, and they paid Hitler the undue compliment of assuming that he did not fall into those categories…. There was thus broad consensus – shared even by the curmudgeonly Winston Churchill, then out of office – that great efforts should be expended to reach a general peaceful settlement of any remaining grievances in Europe.

Similarly, referring to the British and French "decision to abandon Czechoslovakia [at the Munich conference] in September 1938," James Joll wrote: "Above all it was the result of an intense desire for peace, a deep horror aroused by memories of the First World War and a reluctance to believe that Hitler actually envisaged war as a means of attaining his ends." (Europe Since 1870, p.373)

And a final quotation, from William Rock:

… [for the British] the historical lesson of the First World War was clearly writ: the total nature of that great struggle had rendered war in its traditional role as senseless beyond contemplation. It was not that the whole nation had converted to philosophical pacifism, for only a wing of the Labour party had taken that route…. It was simply a poignant realization of the terrible destruction wrought by modern war; a keen appreciation that its costs vastly exceeded any benefits which might accrue to a prospective victor, in name only; a plain recognition that Europe had reached a stage of moral development where war must be considered a barbarity incompatible with civilized life…. War, in short, had emerged in the British mind as the ultimate evil. Nothing would justify another one.

(Rock, British Appeasement in the 1930s, p.41, as quoted in Randall L. Schweller, “The Twenty Years’ Crisis, 1919-39: Why a Concert Didn’t Arise,” in Elman and Elman, eds., Bridges and Boundaries, p.202)

Granted, there were increasing divisions in the British elite, as the 1930s progressed, about what policy to adopt toward Hitler; many bitter memoirs were later written about those divisions. But this doesn’t invalidate the points made in the passages quoted above.

Thus, the conviction, shared by many, that World War I had rendered great-power war illegitimate as a tool of statecraft (see Schweller, op. cit., pp. 200ff.) was an important moment in normative evolution.[1] Tragically, it took another great-power war, bringing with it more and indeed almost unimaginable horrors, before that conviction became widespread enough to have a significant influence on the behavior of the great powers as a group.

This argument should be distinguished from that of a commenter here a few years ago who suggested, in the comments thread to this post, that "the modern reduction in violence…reflect[s] a sort of hangover from the two World Wars and their grisly and prolonged aftermath (Korea, Vietnam, de-colonization, etc.)." A hangover, of course, is a very temporary phenomenon; by contrast, the ‘learning’ from the two world wars and subsequent conflicts has become institutionalized in various ways (peacekeeping being, of course, an important one).

Finally, it’s possible that some may view the preceding discussion as too Eurocentric or 'Western' in its emphasis, and too focused on the great powers. Perhaps it is. However, the decline in armed conflict, whatever its causes, is a global phenomenon, one that is definitely not confined to Europe and North America, and thus to draw attention to it cannot be seen as furthering a Eurocentric perspective on the world. (I’m sure Goldstein, who pays considerable attention to Africa in WWW, would agree.)

Conclusion

When one thinks of the armed violence still blighting some parts of the planet, it may seem hard to believe that the world is becoming more peaceful. But it is.

Winning the War on War describes this development while also offering a thorough analysis of peacekeeping and peace movements, along with prescriptions for strengthening them. Goldstein's proposals include a standing UN rapid deployment force with troop contributions from the permanent members of the Security Council. (This latter element is unlikely to happen, since most of the major powers have never shown much or any inclination to put their forces under UN command, although the UN Charter envisaged this.) The author’s feel for data is put to persuasive use, e.g. in ch. 10 ("Three Myths"), and the book manages to address four different audiences: general readers (especially in the U.S.), peace activists, students, and scholars.

In addition to presenting a lot of information and the findings of the relevant scholarly work (interspersed with personal stories), Goldstein is not shy about stating his own views. His attitude of hard-headed optimism is congruent with what might be called, with a bow to the late John Herz, a sort of realist liberalism. Even someone in general sympathy with the book's argument will not agree with every single statement in it; at least, I do not (e.g., was Fidel Castro's endorsement of the Tobin tax really a "kiss of death"? - p.312). The main thing, however, is the book's basic message, which is solid and well supported and deserves a wide hearing.

Footnote

1. How the much-maligned Kellogg-Briand Pact fits in here, or doesn’t, would have to be the subject of a separate post.

References mentioned/cited in this post

James Joll, Europe since 1870. Harper & Row, 1973.

Paul Kennedy, "In the Shadow of the Great War," New York Review of Books, Aug. 12, 1999.

Louis Kriesberg, "Long Peace or Long War: A Conflict Resolution Perspective," Negotiation Journal, April 2007.

Paul Lewis, "Rise of the Blue Helmets," New York Times Book Review, Nov. 6, 1994.

Mark Mazower, "Violence and the State in the Twentieth Century" (review essay), American Historical Review v.107, no.4, 2002. 

John Mueller, Retreat from Doomsday: The Obsolescence of Major War. Basic Books, 1989.

William R. Rock, British Appeasement in the 1930s. Norton, 1977.

Randall L. Schweller, "The Twenty Years' Crisis, 1919-39: Why a Concert Didn't Arise," in Colin Elman and Miriam F. Elman, eds., Bridges and Boundaries: Historians, Political Scientists, and the Study of International Relations. MIT Press, 2001.

------

For more on WWW, see the author's blog: here.

-----

Added later: See also J. Mueller, "War Has Almost Ceased to Exist: An Assessment," Pol Sci Quarterly (2009), available here.

Airline carbon emissions tax: latest EU-U.S. dispute

The European Court of Justice (ECJ) recently upheld the EU's levying of a carbon emissions tax on non-EU planes flying to EU destinations. The U.S., Canada, and China strongly object, with the U.S. arguing that the International Civil Aviation Organization (ICAO) is the proper body to deal with this.

A couple of thoughts. First, when it comes to concerns over climate change versus concerns over the balance sheets of U.S. airlines, the latter wins out in the Obama admin, it seems. Second, whatever objections are being advanced to the ECJ's ruling, it is probably hard to fault the court's reasoning that sovereignty is not in question here: the planes are flying into EU airspace, after all. But large amounts of money are apparently involved, so this dispute will no doubt continue.

Barnett on humanitarianism

Michael Barnett discusses his book Empire of Humanity (Cornell U.P., 2011) in a talk recorded in early April. I listened to the first 28 minutes or so. He argues, among other things, that humanitarian movements and organizations ('humanitarianisms') are creatures of the historical contexts in which they developed, that they have always interacted with states and 'done politics,' and that the perception among aid workers of a sharp divide between the Cold War and post-Cold War periods is historically false. The first two of these points seem incontestable; the third might be more controversial. I'll leave that to those who know more about this than I do.

Schooled

This morning I e-mailed a friend who follows French politics: "What does it say about the French Socialist Party that an IMF chief has been its leading presidential prospect?" whereupon he replied, inter alia, that it's been a long time since the SP, "in France or anywhere else," is where one went looking for the "true left" (however defined). Allowing some leeway for a bit of hyperbole, I think that's true. Still, as I mentioned in my reply to his reply, there is something symbolic about the IMF, inasmuch as it stands for many as the institutional embodiment of neoliberalism. I should add that I know virtually nothing (that mantra again) about Strauss-Kahn's career.

Rhetorics of empire

The calendar tells me that today is United Nations Day: a fitting day for this post (for reasons that will become clear).

------------------

In Cosmopolitanism (Norton pb., 2007), Kwame Anthony Appiah writes:

The independence movements of the post-1945 world that led to the end of Europe’s African and Asian empires were driven by the rhetoric that had guided the Allies’ own struggle against Germany and Japan: democracy, freedom, equality. This [i.e., the conflict between colonial powers and independence movements] wasn’t a conflict between values. It was a conflict of interests couched in terms of the same values. (p. 80)

According to this view, the colonizers and the colonized framed their positions in the same language: both sides argued that they were upholding liberal principles. If so, did the colonizers genuinely believe that they were acting on behalf of such principles? No doubt some of them did, but that issue is beyond the scope of this post. The above-quoted passage from Appiah does, however, raise questions about the relation of words to concepts. Someone’s use of a word such as “freedom” does not necessarily indicate a commitment to anything that most people would recognize as freedom. A slaveholder in the act of beating a slave does not become a promoter of freedom simply by uttering the words “I am doing this because I believe in freedom.”

Admittedly this example is an exaggeration. In the conflict between colonial powers and independence movements, rhetoric was used in somewhat, but only somewhat, more subtle ways. The career of Jan Smuts (1870-1950) is instructive in this connection. In No Enchanted Palace: The End of Empire and the Ideological Origins of the United Nations (Princeton University Press, 2009), Mark Mazower devotes a lot of attention to Smuts, who was the leading South African politician of the first half of the twentieth century. Smuts viewed membership in the British Empire as a means to ensure the preservation and spread of white rule in southern Africa. During the first of his two terms as prime minister of South Africa (1919-1924), “the foundations of the future apartheid regime were being laid by eroding the last remnants of the native suffrage and introducing segregationist settlement restrictions.” (p. 51)

Smuts was also a believer in international organization. Among other things, he was a main drafter of the preamble to the UN Charter, which listed among the organization’s purposes the reaffirmation of “faith in fundamental human rights, …the dignity and worth of the human person, …the equal rights of men and women and of nations large and small….” Mazower asks: “How could the new world body’s commitment to universal rights owe more than a little to the participation of a man whose segregationist policies back home paved the way for the apartheid state?” (No Enchanted Palace, p. 19) The answer – or at least an answer – is that for Smuts, and for some others involved in the UN’s founding, “fundamental human rights” did not in fact mean universal rights. Adhering to an “evolutionist paradigm of cosmic harmony under beneficent white guidance” (p. 57), Smuts saw “differential degrees of freedom and differential treatment of groups by the state [as] not merely reasonable but necessary for human progress.” (p. 64) As a young man, Smuts “had talked easily about the mission of ‘half a million whites’ to lift up ‘the vast dead weight of immemorial barbarism and animal savagery to the light and blessing of ordered civilisation,’” and he hoped the UN would be “a force for world order, under whose umbrella the British Empire – with South Africa as its principal dynamic agent on the continent – could continue to carry out its civilizing work.” (p. 65)

The UN Charter itself, as Mazower observes, did not specifically condemn colonialism, and few people of any prominence, except for W.E.B. Du Bois, objected to this omission at the time. Indeed an African journalist predicted that a new “scramble for coloured territories and spheres of influence” was in the offing, adding that “new life has been infused into predatory imperialism.” (quoted, p. 63)

However, the UN did not, as things turned out, conform to Smuts’s vision, nor did a new scramble for colonies occur. On the contrary, what Harold Macmillan called a wind of change (in his famous 1960 speech) was running strongly against the continuation of formal empire. This soon became evident within the UN itself. A complaint to the General Assembly about the treatment of Indians in South Africa, spearheaded by Nehru and first brought in 1946, presaged “the emergence in the General Assembly of an entirely new conception of world order – one premised on the breakup of empire rather than its continuation.” (Mazower, p. 185) The General Assembly’s December 1960 Declaration on the Granting of Independence to Colonial Countries and Peoples called for quick independence for the remaining colonies, rejecting the argument that an alleged lack of readiness for self-government could justify delay.

The end of colonialism, an epochal change in world politics, represented an unusual case of a modern international institution becoming obsolete (cf. K.J. Holsti, Taming the Sovereigns: Institutional Change in International Politics [Cambridge U.P., 2004], p. 274). But although the institution became obsolete, the rhetoric associated with it has proven to be longer lived. Although virtually no one in authority extols, in Smutsian fashion, the superior wisdom of the “white race,” more nuanced versions of what Mazower calls imperial internationalism are still extant. In the context of the “war on terror,” references to “civilization” and “barbarism” have become common (see Mark Salter’s work on this); these words have overtones, whether intended or not, that cannot be fully grasped unless one remembers the once-widespread view that colonized peoples were “uncivilized.” The trope (to use a fashionable word) of civilization versus barbarism should not have been resurrected in recent years, no matter that the context is different. These words carry too many reminders of the old rhetorics of empire.

Note: For more on Smuts, see the sources listed in Mazower's notes. Also, Richard Toye's Churchill's Empire (Henry Holt, 2010) contains a couple of references to Smuts from a somewhat different perspective.